Amended Statement of Ownership (sc 13g/a)
February 14 2022 - 6:18AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G*
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED
PURSUANT
TO
§ 240.13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED
PURSUANT
TO § 240.13d-2
(Amendment No. 1)*
Cascadia Acquisition Corp.
|
(Name of Issuer)
|
|
Class A common stock, $0.0001 par value
|
(Title of Class of Securities)
|
14739D100
|
(CUSIP Number)
|
|
December 31, 2021
|
(Date of Event Which Requires Filing of the Statement)
|
Check the appropriate box to designate the rule
pursuant to which this Schedule is filed:
¨
|
Rule 13d-1(b)
|
x
|
Rule 13d-1(c)
|
o
|
Rule 13d-1(d)
|
*The remainder of this cover page shall be filled
out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent
amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this
cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”)
or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
1.
|
NAME OF REPORTING PERSONS
Radcliffe Capital Management, L.P.
|
2.
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see instructions)
(a) o
(b) x
|
3.
|
SEC USE ONLY
|
4.
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
5.
|
SOLE VOTING POWER
0
|
6.
|
SHARED VOTING POWER
1,331,718
|
7.
|
SOLE DISPOSITIVE POWER
0
|
8.
|
SHARED DISPOSITIVE POWER
1,331,718
|
9.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,331,718
|
10.
|
CHECK IF THE AGGREGATE AMOUNT IN ROW
(9) EXCLUDES CERTAIN SHARES
(SEE INSTRUCTIONS)
o
|
11.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
8.88%
|
12.
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IA, PN
|
|
|
|
|
1.
|
NAME OF REPORTING PERSONS
RGC Management Company, LLC
|
2.
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see instructions)
(a) o
(b) x
|
3.
|
SEC USE ONLY
|
4.
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
5.
|
SOLE VOTING POWER
0
|
6.
|
SHARED VOTING POWER
1,331,718
|
7.
|
SOLE DISPOSITIVE POWER
0
|
8.
|
SHARED DISPOSITIVE POWER
1,331,718
|
9.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,331,718
|
10.
|
CHECK IF THE AGGREGATE AMOUNT IN ROW
(9) EXCLUDES CERTAIN SHARES
(SEE INSTRUCTIONS)
o
|
11.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
8.88%
|
12.
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
HC, OO
|
|
|
|
|
1.
|
NAME OF REPORTING PERSONS
Steven B. Katznelson
|
2.
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see instructions)
(a) o
(b) x
|
3.
|
SEC USE ONLY
|
4.
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Canada, United States of America and the United Kingdom
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
5.
|
SOLE VOTING POWER
0
|
6.
|
SHARED VOTING POWER
1,331,718
|
7.
|
SOLE DISPOSITIVE POWER
0
|
8.
|
SHARED DISPOSITIVE POWER
1,331,718
|
9.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,331,718
|
10.
|
CHECK IF THE AGGREGATE AMOUNT IN ROW
(9) EXCLUDES CERTAIN SHARES
(SEE INSTRUCTIONS)
o
|
11.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
8.88%
|
12.
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
HC, IN
|
|
|
|
|
1.
|
NAME OF REPORTING PERSONS
Christopher Hinkel
|
2.
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see instructions)
(a) o
(b) x
|
3.
|
SEC USE ONLY
|
4.
|
CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
5.
|
SOLE VOTING POWER
0
|
6.
|
SHARED VOTING POWER
1,331,718
|
7.
|
SOLE DISPOSITIVE POWER
0
|
8.
|
SHARED DISPOSITIVE POWER
1,331,718
|
9.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,331,718
|
10.
|
CHECK IF THE AGGREGATE AMOUNT IN ROW
(9) EXCLUDES CERTAIN SHARES
(SEE INSTRUCTIONS)
o
|
11.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
8.88%
|
12.
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
HC, IN
|
|
|
|
|
1.
|
NAME OF REPORTING PERSONS
Radcliffe SPAC Master Fund, L.P.
|
2.
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see instructions)
(a) o
(b) x
|
3.
|
SEC USE ONLY
|
4.
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
5.
|
SOLE VOTING POWER
0
|
6.
|
SHARED VOTING POWER
1,331,718
|
7.
|
SOLE DISPOSITIVE POWER
0
|
8.
|
SHARED DISPOSITIVE POWER
1,331,718
|
9.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,331,718
|
10.
|
CHECK IF THE AGGREGATE AMOUNT IN ROW
(9) EXCLUDES CERTAIN SHARES
(SEE INSTRUCTIONS)
o
|
11.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
8.88%
|
12.
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
OO, PN
|
|
|
|
|
1.
|
NAME OF REPORTING PERSONS
Radcliffe SPAC GP, LLC
|
2.
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see instructions)
(a) o
(b) x
|
3.
|
SEC USE ONLY
|
4.
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
5.
|
SOLE VOTING POWER
0
|
6.
|
SHARED VOTING POWER
1,331,718
|
7.
|
SOLE DISPOSITIVE POWER
0
|
8.
|
SHARED DISPOSITIVE POWER
1,331,718
|
9.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,331,718
|
10.
|
CHECK IF THE AGGREGATE AMOUNT IN ROW
(9) EXCLUDES CERTAIN SHARES
(SEE INSTRUCTIONS)
o
|
11.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
8.88%
|
12.
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
HC, OO
|
|
|
|
|
Item 1(a).
|
Name of Issuer:
Cascadia Acquisition Corp.
|
|
|
Item 1(b).
|
Address of Issuer’s Principal Executive Offices:
1000 2nd Avenue, Suite 1200
Seattle, Washington 98104
|
|
|
Item 2(a).
|
Name of Person Filing:
|
|
Radcliffe Capital Management, L.P.
RGC Management Company, LLC
Steven B. Katznelson
Christopher Hinkel
Radcliffe SPAC Master Fund, L.P.
Radcliffe SPAC GP, LLC
|
|
|
Item 2(b).
|
Address of Principal Business Office or, if none, Residence:
|
|
50 Monument Road, Suite 300
Bala Cynwyd, PA 19004
|
|
|
Item 2(c).
|
Citizenship:
|
|
Radcliffe Capital Management, L.P. – Delaware, United States
of America
RGC Management Company, LLC – Delaware, United States of America
Steven B. Katznelson – Canada, United States of America and the
United Kingdom
Christopher Hinkel – United States of America
Radcliffe SPAC Master Fund, L.P. – Cayman Islands
Radcliffe SPAC GP, LLC – Delaware, United States of America
|
|
|
Item 2(d).
|
Title of Class of Securities:
|
|
Class A common stock, $0.0001 par value
|
|
|
Item 2(e).
|
CUSIP Number:
|
|
14739D100
|
|
|
Item 3.
|
If this statement is filed pursuant to §§ 240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a:
|
|
(a)
|
o
|
Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o);
|
|
(b)
|
o
|
Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c);
|
|
(c)
|
o
|
Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c);
|
|
(d)
|
o
|
Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
|
|
(e)
|
¨
|
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
|
|
(f)
|
o
|
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
|
|
(g)
|
¨
|
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
|
|
(h)
|
o
|
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
|
|
(i)
|
o
|
A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act (15 U.S.C. 80a-3);
|
|
(j)
|
o
|
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
|
|
(k)
|
o
|
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
|
If filing as a non-U.S. institution in accordance with §
240.13d-1(b)(1)(ii)(J), please specify the type of institution: ____________.
Item 4.
|
Ownership:
|
|
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
|
|
|
|
(a)
|
Amount
beneficially owned:
1,331,718 shares deemed beneficially
owned by Radcliffe Capital Management, L.P.
1,331,718 shares deemed beneficially
owned by RGC Management Company, LLC
1,331,718 shares deemed beneficially
owned by Steven B. Katznelson
1,331,718 shares deemed beneficially
owned by Christopher Hinkel
1,331,718 shares deemed beneficially
owned by Radcliffe SPAC Master Fund, L.P.
1,331,718 shares deemed beneficially
owned by Radcliffe SPAC GP, LLC
|
|
|
|
|
(b)
|
Percent
of class:
8.88%
shares deemed beneficially owned by Radcliffe Capital Management, L.P.
8.88%
shares deemed beneficially owned by RGC Management Company, LLC
8.88%
shares deemed beneficially owned by Steven B. Katznelson
8.88%
shares deemed beneficially owned by Christopher Hinkel
8.88% shares deemed beneficially
owned by Radcliffe SPAC Master Fund, L.P.
8.88% shares deemed beneficially
owned by Radcliffe SPAC GP, LLC
|
|
|
|
|
(c)
|
Number
of shares as to which Radcliffe Capital Management, L.P. has:
|
|
|
(i)
|
Sole
power to vote or to direct the vote: 0
|
|
|
(ii)
|
Shared
power to vote or to direct the vote: 1,331,718
|
|
|
(iii)
|
Sole
power to dispose or to direct the disposition of: 0
|
|
|
(iv)
|
Shared
power to dispose or to direct the disposition of: 1,331,718
|
|
|
|
|
|
|
Number
of shares as to which RGC Management Company, LLC has:
|
|
|
(i)
|
Sole
power to vote or to direct the vote: 0
|
|
|
(ii)
|
Shared
power to vote or to direct the vote: 1,331,718
|
|
|
(iii)
|
Sole
power to dispose or to direct the disposition of: 0
|
|
|
(iv)
|
Shared
power to dispose or to direct the disposition of: 1,331,718
|
|
|
|
|
|
|
Number
of shares as to which Steven B. Katznelson has:
|
|
|
(i)
|
Sole
power to vote or to direct the vote: 0
|
|
|
(ii)
|
Shared
power to vote or to direct the vote: 1,331,718
|
|
|
(iii)
|
Sole
power to dispose or to direct the disposition of: 0
|
|
|
(iv)
|
Shared
power to dispose or to direct the disposition of: 1,331,718
|
|
|
|
|
|
|
Number
of shares as to which Christopher Hinkel has:
|
|
|
(i)
|
Sole
power to vote or to direct the vote: 0
|
|
|
(ii)
|
Shared
power to vote or to direct the vote: 1,331,718
|
|
|
(iii)
|
Sole
power to dispose or to direct the disposition of: 0
|
|
|
(iv)
|
Shared
power to dispose or to direct the disposition of: 1,331,718
|
|
|
|
|
|
|
Number
of shares as to which Radcliffe SPAC Master Fund, L.P. has:
|
|
|
(i)
|
Sole
power to vote or to direct the vote: 0
|
|
|
(ii)
|
Shared
power to vote or to direct the vote: 1,331,718
|
|
|
(iii)
|
Sole
power to dispose or to direct the disposition of: 0
|
|
|
(iv)
|
Shared
power to dispose or to direct the disposition of: 1,331,718
|
|
|
|
|
|
|
Number
of shares as to which Radcliffe SPAC GP, LLC has:
|
|
|
(i)
|
Sole
power to vote or to direct the vote: 0
|
|
|
(ii)
|
Shared
power to vote or to direct the vote: 1,331,718
|
|
|
(iii)
|
Sole
power to dispose or to direct the disposition of: 0
|
|
|
(iv)
|
Shared
power to dispose or to direct the disposition of: 1,331,718
|
|
|
|
|
Item 5.
|
Ownership of Five Percent or Less of a Class:
|
|
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following. o Not applicable
|
|
|
Item 6.
|
Ownership of More Than Five Percent on Behalf of Another Person:
|
|
With the exception of the securities reported in this Schedule 13G that are owned by the Radcliffe SPAC Master Fund, L.P., none of Radcliffe Capital Management, L.P.’s advisory clients individually own more than 5% of the Issuer’s outstanding common stock.
|
Item 7.
|
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company:
|
|
See Exhibit B attached hereto.
|
|
|
Item 8.
|
Identification and Classification of Members of the Group:
|
|
Not applicable
|
|
|
Item 9.
|
Notice of Dissolution of Group:
|
|
Not applicable
|
|
|
Item 10.
|
Certifications:
|
|
By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
|
SIGNATURE
After reasonable inquiry and to
the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
|
February 14, 2022
|
|
(Date)
|
|
|
|
Radcliffe Capital Management, L.P.
By RGC Management Company, LLC,
its General Partner*
|
|
/s/ Loretta Best
Signature
Attorney-in Fact for Steven B. Katznelson
Managing Member**
|
RGC Management Company, LLC*
|
|
/s/ Loretta Best
Signature
Attorney-in Fact for Steven B. Katznelson
Managing Member**
|
|
|
|
|
|
|
Steven B. Katznelson*
|
|
/s/ Loretta Best
Signature
Attorney-in Fact**
|
Christopher Hinkel*
|
|
/s/ Loretta Best
Signature
Attorney-in Fact**
|
Radcliffe SPAC Master Fund, L.P.
By Radcliffe SPAC GP, LLC,
its General Partner*
|
|
/s/ Loretta Best
Signature
Attorney-in Fact for Steven B. Katznelson
Managing Member**
|
Radcliffe SPAC GP, LLC*
|
|
/s/ Loretta Best
Signature
Attorney-in Fact for Steven B. Katznelson
Managing Member**
|
*The Reporting Person specifically disclaims beneficial
ownership of the securities reported herein except to the extent of its pecuniary interest therein.
**Loretta
Best is signing on behalf of Steven B. Katznelson and Christopher Hinkel as attorney-in-fact pursuant to powers of attorney filed with
the Securities and Exchange Commission as Exhibits 99.1 and 99.2, respectively, to a filing by Radcliffe Capital Management, L.P. on Schedule
13G on August 30, 2021.
The original statement shall be signed by each person on whose behalf
the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative
other than an executive officer or general partner of the filing person, evidence of the representative’s authority to sign on behalf
of such person shall be filed with the statement, Provided, however, that a power of attorney for this purpose which is already
on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed
or printed beneath his signature.
Attention: Intentional misstatements
or omissions of fact constitute Federal criminal violations
(see 18 U.S.C. 1001).
Exhibit A
Agreement
The undersigned agree that this Schedule 13G dated February 14, 2022 to the Class A common stock, $0.0001 par value of Cascadia Acquisition
Corp. shall be filed on behalf of the undersigned.
|
February 14, 2022
|
|
(Date)
|
|
|
|
Radcliffe Capital Management, L.P.
By RGC Management Company, LLC,
Its General Partner
|
|
/s/ Loretta Best
Signature
Attorney-in Fact for Steven B. Katznelson
Managing Member**
|
RGC Management Company, LLC
|
|
/s/ Loretta Best
Signature
Attorney-in Fact for Steven B. Katznelson
Managing Member**
|
|
|
|
|
|
|
Steven B. Katznelson
|
|
/s/ Loretta Best
Signature
Attorney-in Fact**
|
Christopher Hinkel
|
|
/s/ Loretta Best
Signature
Attorney-in Fact**
|
Radcliffe SPAC Master Fund, L.P.
By Radcliffe SPAC GP, LLC,
its General Partner
|
|
/s/ Loretta Best
Signature
Attorney-in Fact for Steven B. Katznelson
Managing Member**
|
Radcliffe SPAC GP, LLC
|
|
/s/ Loretta Best
Signature
Attorney-in Fact for Steven B. Katznelson
Managing Member**
|
**Loretta
Best is signing on behalf of Steven B. Katznelson and Christopher Hinkel as attorney-in-fact pursuant to powers of attorney filed with
the Securities and Exchange Commission as Exhibits 99.1 and 99.2, respectively, to a filing by Radcliffe Capital Management, L.P. on
Schedule 13G on August 30, 2021.
Exhibit B
Radcliffe Capital Management, L.P. is the relevant entity for which
RGC Management Company, LLC, Steven B. Katznelson and Christopher Hinkel may be considered control persons. Radcliffe SPAC Master Fund,
L.P. is the relevant entity for which Radcliffe SPAC GP, LLC, Steven B. Katznelson and Christopher Hinkel may be considered control persons.
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