Statement of Changes in Beneficial Ownership (4)
November 22 2021 - 6:29PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB Number:
3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Spartan Energy Partners LP |
2. Issuer Name and Ticker or Trading Symbol
CSI Compressco LP
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CCLP
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director __X__ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
9595 SIX PINES DRIVE #4000 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
11/18/2021 |
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(Street)
THE WOODLANDS, TX 77380
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
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X
_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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| Common units representing limited partner interests | 11/18/2021 | | A | | 1509436 (1) | A | $1.35 | 52872399 | D | |
| Common units representing limited partner interests | | | | | | | | 10952478 | I | See footnote (2) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Explanation of Responses: |
| (1) | Spartan Energy Partners LP ("Spartan LP") agreed to exchange $2.0 million principal amount of the Issuer's 7.25% senior notes due 2022, which were called for redemption by the Issuer on December 13, 2021, for 1,509,436 common units. |
| (2) | Includes (i) 7,463,257 common units held by CSI Compressco GP LLC and (ii) 3,489,221 common units held by CSI Compressco Investment LLC. CSI Compressco GP LLC is the sole member of CSI Compressco Investment LLC. The sole member of CSI Compressco GP LLC is Spartan Energy Holdco, LLC, whose sole member is Spartan Energy Partners LP. As the general partner of Spartan Energy Partners LP, Spartan Energy Partners GP LLC may be deemed to have beneficial ownership of the common units held by Spartan Energy Partners LP. Spartan Energy Partners LP, Spartan Energy Partners GP LLC and Spartan Energy Holdco LLC may be deemed to have beneficial ownership of the common units held by CSI Compressco GP LLC and CSI Compressco Investment LLC. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Spartan Energy Partners LP
9595 SIX PINES DRIVE #4000
THE WOODLANDS, TX 77380 |
| X |
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Spartan Energy Partners GP LLC
9595 SIX PINES DRIVE #4000
THE WOODLANDS, TX 77380 |
| X |
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Spartan Energy Holdco LLC
9595 SIX PINES DR #4000
THE WOODLANDS, TX 77380 |
| X |
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CSI Compressco GP Inc
24955 INTERSTATE 45 N
THE WOODLANDS, TX 77380 |
| X |
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Signatures
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| SPARTAN ENERGY PARTNERS LP, By: Spartan Energy Partners GP LLC, its general partner, By: /s/ Jonathan W. Byers, Name: Jonathan W. Byers, Title: Secretary | | 11/22/2021 |
| **Signature of Reporting Person | Date |
| SPARTAN ENERGY PARTNERS GP LLC, By: /s/ Jonathan W. Byers, Name: Jonathan W. Byers, Title: Secretary | | 11/22/2021 |
| **Signature of Reporting Person | Date |
| SPARTAN ENERGY HOLDCO LLC, By: Spartan Energy Partners LP, its sole member, By: Spartan Energy Partners GP LLC, its general partner, By: /s/ Jonathan W. Byers, Name: Jonathan W. Byers, Title: Secretary | | 11/22/2021 |
| **Signature of Reporting Person | Date |
| CSI COMPRESSCO GP LLC, By: /s/ Jonathan W. Byers, Name: Jonathan W. Byers, Title: Chief Financial Officer | | 11/22/2021 |
| **Signature of Reporting Person | Date |
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