Small Company Offering and Sale of Securities Without Registration (d)
November 23 2021 - 5:33PM
Edgar (US Regulatory)
o
NoneEntity Type | 0001449488 | Compressco Partners, L.P. |
o
Corporation
x
Limited Partnership
o
Limited Liability Company
o
General Partnership
o
Business Trust
o
Other |
Name of Issuer |
CSI Compressco LP |
Jurisdiction of Incorporation/Organization |
DELAWARE |
|
Year of Incorporation/Organization |
|
x
| Over Five Years Ago |
|
o
| Within Last Five Years (Specify Year) | |
|
o
| Yet to Be Formed | |
2. Principal Place of Business and Contact Information |
Name of Issuer | |
CSI Compressco LP | |
Street Address 1 | Street Address 2 |
24955 Interstate 45 North | |
City | State/Province/Country | ZIP/Postal Code | Phone No. of Issuer |
The Woodlands | TEXAS | 77380 | 281-364-5029 |
Last Name | First Name | Middle Name |
Gardner | Ted | A. |
Street Address 1 | Street Address 2 |
24955 Interstate 45 North | |
City | State/Province/Country | ZIP/Postal Code |
The Woodlands | TEXAS | 77380 |
Relationship: |
o
| Executive Officer |
x
| Director |
o
| Promoter |
Clarification of Response (if Necessary) |
| Chairman of the Board of Directors of the General Partner of the Issuer |
Last Name | First Name | Middle Name |
Jackson | John | E. |
Street Address 1 | Street Address 2 |
24955 Interstate 45 North | |
City | State/Province/Country | ZIP/Postal Code |
The Woodlands | TEXAS | 77380 |
Relationship: |
x
| Executive Officer |
x
| Director |
o
| Promoter |
Clarification of Response (if Necessary) |
| Chief Executive Officer and Director of the General Partner of the Issuer |
Last Name | First Name | Middle Name |
Byers | Jonathan | W. |
Street Address 1 | Street Address 2 |
24955 Interstate 45 North | |
City | State/Province/Country | ZIP/Postal Code |
The Woodlands | TEXAS | 77380 |
Relationship: |
x
| Executive Officer |
x
| Director |
o
| Promoter |
Clarification of Response (if Necessary) |
| Chief Financial Officer and Director of the General Partner of the Issuer |
Last Name | First Name | Middle Name |
Essenberg | Denise | G. |
Street Address 1 | Street Address 2 |
24955 Interstate 45 North | |
City | State/Province/Country | ZIP/Postal Code |
The Woodlands | TEXAS | 77380 |
Relationship: |
o
| Executive Officer |
x
| Director |
o
| Promoter |
Clarification of Response (if Necessary) |
| Director of the General Partner of the Issuer |
Last Name | First Name | Middle Name |
Price | Robert | W. |
Street Address 1 | Street Address 2 |
24955 Interstate 45 North | |
City | State/Province/Country | ZIP/Postal Code |
The Woodlands | TEXAS | 77380 |
Relationship: |
x
| Executive Officer |
x
| Director |
o
| Promoter |
Clarification of Response (if Necessary) |
| Chief Operating Officer and Director of the General Partner of the Issuer |
Last Name | First Name | Middle Name |
Gill | Stephen | R. |
Street Address 1 | Street Address 2 |
24955 Interstate 45 North | |
City | State/Province/Country | ZIP/Postal Code |
The Woodlands | TEXAS | 77380 |
Relationship: |
o
| Executive Officer |
x
| Director |
o
| Promoter |
Clarification of Response (if Necessary) |
| Director of the General Partner of the Issuer |
Last Name | First Name | Middle Name |
Larson | James | R. |
Street Address 1 | Street Address 2 |
24955 Interstate 45 North | |
City | State/Province/Country | ZIP/Postal Code |
The Woodlands | TEXAS | 77380 |
Relationship: |
o
| Executive Officer |
x
| Director |
o
| Promoter |
Clarification of Response (if Necessary) |
| Director of the General Partner of the Issuer |
Last Name | First Name | Middle Name |
Moscoso | Michael | E. |
Street Address 1 | Street Address 2 |
24955 Interstate 45 North | |
City | State/Province/Country | ZIP/Postal Code |
The Woodlands | TEXAS | 77380 |
Relationship: |
x
| Executive Officer |
o
| Director |
o
| Promoter |
Clarification of Response (if Necessary) |
| Vice President, Finance, of the General Partner of the Issuer |
Last Name | First Name | Middle Name |
Pitcock | Matthew | B. |
Street Address 1 | Street Address 2 |
24955 Interstate 45 North | |
City | State/Province/Country | ZIP/Postal Code |
The Woodlands | TEXAS | 77380 |
Relationship: |
x
| Executive Officer |
o
| Director |
o
| Promoter |
Clarification of Response (if Necessary) |
| Vice President, North America Sales, of the General Partner of the Issuer |
Last Name | First Name | Middle Name |
McNiven | Roy | |
Street Address 1 | Street Address 2 |
24955 Interstate 45 North | |
City | State/Province/Country | ZIP/Postal Code |
The Woodlands | TEXAS | 77380 |
Relationship: |
x
| Executive Officer |
o
| Director |
o
| Promoter |
Clarification of Response (if Necessary) |
| Senior Vice President, Operations, of the General Partner of the Issuer |
Last Name | First Name | Middle Name |
Anchondo | Derek | |
Street Address 1 | Street Address 2 |
24955 Interstate 45 North | |
City | State/Province/Country | ZIP/Postal Code |
The Woodlands | TEXAS | 77380 |
Relationship: |
x
| Executive Officer |
o
| Director |
o
| Promoter |
Clarification of Response (if Necessary) |
| Chief Legal Officer of the General Partner of the Issuer |
o
| Agriculture | | Health Care |
o
| Retailing |
| Banking & Financial Services | |
o
| Biotechnology |
o
| Restaurants |
|
o
| Commercial Banking | |
o
| Health Insurance | | Technology |
|
o
| Insurance | |
o
| Hospitals & Physicians | |
o
| Computers |
|
o
| Investing | |
o
| Pharmaceuticals | |
o
| Telecommunications |
|
o
| Investment Banking | |
o
| Other Health Care | |
o
| Other Technology |
|
o
| Pooled Investment Fund
| | | | | Travel |
|
o
| Other Banking & Financial Services |
o
| Manufacturing | |
o
| Airlines & Airports |
| Real Estate | |
o
| Lodging & Conventions |
|
o
| Commercial | |
o
| Tourism & Travel Services |
|
o
| Construction | |
o
| Other Travel |
|
o
| REITS & Finance |
o
| Other |
|
o
| Residential | |
|
o
| Other Real Estate | |
o
| Business Services | |
| Energy | |
|
o
| Coal Mining | |
|
o
| Electric Utilities | |
|
o
| Energy Conservation | |
|
o
| Environmental Services | |
|
x
| Oil & Gas | |
|
o
| Other Energy | |
Revenue Range | Aggregate Net Asset Value Range |
o
| No Revenues |
o
| No Aggregate Net Asset Value |
o
| $1 - $1,000,000 |
o
| $1 - $5,000,000 |
o
| $1,000,001 - $5,000,000 |
o
| $5,000,001 - $25,000,000 |
o
| $5,000,001 - $25,000,000 |
o
| $25,000,001 - $50,000,000 |
o
| $25,000,001 - $100,000,000 |
o
| $50,000,001 - $100,000,000 |
x
| Over $100,000,000 |
o
| Over $100,000,000 |
o
| Decline to Disclose |
o
| Decline to Disclose |
o
| Not Applicable |
o
| Not Applicable |
6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply) |
o
| Rule 504(b)(1) (not (i), (ii) or (iii)) |
o
| Rule 505 |
o
| Rule 504 (b)(1)(i) |
x
| Rule 506(b) |
o
| Rule 504 (b)(1)(ii) |
o
| Rule 506(c) |
o
| Rule 504 (b)(1)(iii) |
o
| Securities Act Section 4(a)(5) |
|
o
| Investment Company Act Section 3(c) |
x
| New Notice | Date of First Sale | 2021-11-10 |
o
| First Sale Yet to Occur |
Does the Issuer intend this offering to last more than one year? |
o
| Yes |
x
| No |
9. Type(s) of Securities Offered (select all that apply) |
o
| Pooled Investment Fund Interests |
x
| Equity |
o
| Tenant-in-Common Securities |
o
| Debt |
o
| Mineral Property Securities |
o
| Option, Warrant or Other Right to Acquire Another Security |
o
| Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security |
o
| Other (describe) |
| |
10. Business Combination Transaction |
Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer? |
o
| Yes |
x
| No |
|
Clarification of Response (if Necessary) | |
|
Minimum investment accepted from any outside investor | $ 0 USD |
Recipient | Recipient CRD Number |
o
| None |
Jefferies LLC | 2347 |
(Associated) Broker or Dealer |
o
| None | (Associated) Broker or Dealer CRD Number |
o
| None |
Jefferies LLC | 2347 |
Street Address 1 | Street Address 2 |
520 Madison Avenue | |
City | State/Province/Country | ZIP/Postal Code |
New York | NEW YORK | 10022 |
State(s) of Solicitation |
o
| All States |
o
| Foreign/Non-US |
ARKANSAS CALIFORNIA COLORADO CONNECTICUT FLORIDA ILLINOIS IOWA KANSAS KENTUCKY MASSACHUSETTS MINNESOTA MISSOURI NEW JERSEY NEW YORK NORTH CAROLINA TENNESSEE TEXAS WISCONSIN |
13. Offering and Sales Amounts |
Total Offering Amount | $ 52717783 USD |
o
Indefinite |
Total Amount Sold | $ 52717783 USD | |
Total Remaining to be Sold | $ 0 USD |
o
Indefinite |
|
Clarification of Response (if Necessary) |
|
x
| Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, Number of such non-accredited investors who already have invested in the offering
| 2 |
| Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering: | 49 |
15. Sales Commissions & Finders’ Fees Expenses |
Provide separately the amounts of sales commissions and finders' fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.
|
Sales Commissions | $ 1490101 USD |
o
| Estimate |
Finders' Fees | $ 0 USD |
o
| Estimate |
|
Clarification of Response (if Necessary) |
|
Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.
|
| $ 0 USD |
o
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