Current Report Filing (8-k)
December 16 2020 - 1:01PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM
8K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the
Securities
Exchange Act of 1934
Date
of report (Date of earliest event reported): November 16, 2020
Code
Chain New Continent Limited
(Exact
name of Company as specified in charter)
Nevada
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|
001-37513
|
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47-3709051
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(State
or other jurisdiction
of incorporation)
|
|
(Commission File
No.)
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(IRS Employer
Identification No.)
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180
Qingnian West Road
Hongqiao
Building West, 4th Floor
Nantong,
Jinagsu, China 226001
|
(Address
of Principal Executive Offices) (Zip code)
+86-0513-8912-3630
(Company’s
Telephone number, including area code)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the Company under
any of the following provisions (see General Instruction A.2. below):
☐
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Written communications pursuant to Rule 425
under the Securities Act (17 CFR 230.425)
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☐
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Soliciting material pursuant to Rule 14a-12
under the Exchange Act (17 CFR 240.14a-12)
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☐
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Pre-commencement communications pursuant to
Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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☐
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Pre-commencement communications pursuant to
Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☒
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class
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Trading
Symbol(s)
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Name
of each exchange on which registered
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Common Stock, par
value $0.0001
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CCNC
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Nasdaq Capital Market
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Item
5.07 Submission of Matters to a Vote of Security Holders.
On
December 15, 2020 local time, Code Chain New Continent Limited (the “Company”) held its 2020 annual meeting
of stockholders (the “Annual Meeting”). The number of shares of common stock entitled to vote at
the Annual Meeting was 29,176,026 shares. The number of shares of common stock present or represented by valid proxy at the Annual
Meeting was 15,587,446 shares. At the Annual Meeting, the following proposals were voted on:
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1.
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That the following
constitutes the number of votes voted with respect to the following persons as Directors of the Company.
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FOR
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WITHHOLD
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BROKER
NON-VOTE
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YIMIN JIN
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14,811,387
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15,938
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760,121
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YUGUO ZHANG
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14,827,325
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0
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760,121
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QIHAI WANG
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14,811,387
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15,938
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760,121
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XUEYUAN HAN
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14,811,387
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15,938
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760,121
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MANLI LONG
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14,811,387
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15,938
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760,121
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MINGZE YIN
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14,811,387
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15,938
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760,121
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MIN ZHU
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14,811,387
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15,938
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760,121
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Accordingly,
each such person has been duly elected as a Director to hold such office until the 2021 Annual Meeting of Stockholders or until
his successor is elected and shall qualify.
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2.
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That the following
constitutes the number of shares voted with respect to the ratification of WWC.P.C. to serve as the independent registered
public accounting firm of the Company for the fiscal year ended December 31, 2020.
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FOR
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AGAINST
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ABSTAIN
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15,507,784
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78,177
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1,485
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Accordingly,
WWC.P.C. has been ratified to serve as the independent registered public accounting firm of the Company for the fiscal year
ended December 31, 2020.
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3.
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That the following
constitutes the number of shares voted with respect to the authorization and approval of the Company’s 2020 Equity Incentive
Plan.
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FOR
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AGAINST
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ABSTAIN
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BROKER
NON-VOTE
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14,825,440
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100
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1,785
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760,121
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Accordingly,
the Company’s 2020 Equity Incentive Plan has been authorized and approved.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
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CODE
CHAIN NEW CONTINENT LIMITED
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Date:
December 16, 2020
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By:
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/s/
Yimin Jin
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Name:
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Yimin Jin
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Title:
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CEO
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2
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