EMM Disclosure -CFD
July 23 2003 - 7:33AM
UK Regulatory
RNS Number:8669N
UBS AG (EMM)
23 July 2003
FORM 38.5 (SUMMARY)
Lodge with Company Announcements Office and the Panel. Use a separate form for each class of securities in which
dealings have been made.
CONNECTED EXEMPT MARKET-MAKERS:
DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND MERGERS
Name of EMM UBS AG
....................................................................................
Date of disclosure 23 July 2003
....................................................................................
Contact Name Brenton Amedee
....................................................................................
Telephone number 020-7568 4981
....................................................................................
Please see attached disclosure of dealings under Rule 38.5 in the securities of the following companies:
Chubb Plc - Contract For Difference
Debenhams Plc - Contract For Difference
Torex Plc - Contract For Difference
ISoft Group Plc - Contract For Difference
_______________________________________
AMENDMENT
If the attached Rule 38.5 disclosure is to amend a previous disclosure, please state which element(s) of previous
disclosure was incorrect:
In the case of option business or dealings in derivatives full details should be given on a separate sheet so
that the nature of the dealings can be fully understood. For options this should include the number of securities
under option, the exercise period (or in the case of exercise, the exercise date), the exercise price and any
option money paid or received. For derivatives this should include, at least, the number of reference securities
to which they relate (when relevant), the maturity date (or if applicable the closing out date) and the reference
price.
For full details of disclosure requirements see Rules 8 and 38 of the Code. If in doubt contact the Monitoring
Section of the Panel, Tel No: 020-7638 0129.
CONNECTED EXEMPT MARKET-MAKERS/EXEMPT PRINCIPAL TRADERS:
DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND MERGERS
Dealing in Contract for Differences ("CFD") referenced to...Chubb Plc, Ord 0.36
Date of Disclosure: 23 July 2003
Date of Dealing 22 Jul 2003
Name of EMM/EPT... UBS AG
Name of offeree / offeror with whom connected United Technologies Corp
Product Type.........(long/short) CFD Short
Maturity Date 22 Apr 2004
Writing of CFD
Number of securities to which the CFD is referenced 0
CFD reference price: (High) 0 GBP............................(Low) 0 GBP......
.....................
Closing out of CFD
Number of securities to which the CFD is referenced 9,110,651
CFD reference price: (High) 0.76 GBP (Low) 0.75 GBP
Further disclosure should be made where necessary so that the nature of the dealings can be fully understood.
CONNECTED EXEMPT MARKET-MAKERS/EXEMPT PRINCIPAL TRADERS:
DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND MERGERS
Dealing in Contract for Differences ("CFD") referenced to...Chubb Plc, Ord 0.36
Date of Disclosure: 23 July 2003
Date of Dealing 22 Jul 2003
Name of EMM/EPT... UBS AG
Name of offeree / offeror with whom connected United Technologies Corp
Product Type.........(long/short) CFD Short
Maturity Date 17 Apr 2004
Writing of CFD
Number of securities to which the CFD is referenced 9,000,000
CFD reference price: (High) 0.76 GBP............................(Low) 0.75 GBP
...........................
Closing out of CFD
Number of securities to which the CFD is referenced 0
CFD reference price: (High) 0 GBP (Low) 0 GBP
Further disclosure should be made where necessary so that the nature of the dealings can be fully understood.
CONNECTED EXEMPT MARKET-MAKERS/EXEMPT PRINCIPAL TRADERS:
DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND MERGERS
Dealing in Contract for Differences ("CFD") referenced to...WPP Group Plc, Ord
0.10
Date of Disclosure: 23 July 2003
Date of Dealing 22 Jul 2003
Name of EMM/EPT... UBS AG
Name of offeree / offeror with whom connected Cordiant Group Plc
Product Type.........(long/short) CFD Long
Maturity Date 22 Apr 2004
Writing of CFD
Number of securities to which the CFD is referenced 250,000
CFD reference price: (High) 5.12 GBP............................(Low) 5.11 GBP
...........................
Closing out of CFD
Number of securities to which the CFD is referenced 0
CFD reference price: (High) 0 GBP (Low) 0 GBP
Further disclosure should be made where necessary so that the nature of the dealings can be fully understood.
CONNECTED EXEMPT MARKET-MAKERS/EXEMPT PRINCIPAL TRADERS:
DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND MERGERS
Dealing in Contract for Differences ("CFD") referenced to...Debenhams Plc, Ord
0.10
Date of Disclosure: 23 July 2003
Date of Dealing 22 Jul 2003
Name of EMM/EPT... UBS AG
Name of offeree / offeror with whom connected Permira
Product Type.........(long/short) CFD Long
Maturity Date 22 Apr 2004
Writing of CFD
Number of securities to which the CFD is referenced 45,000
CFD reference price: (High) 4.24 GBP............................(Low) 4.21 GBP
...........................
Closing out of CFD
Number of securities to which the CFD is referenced 0
CFD reference price: (High) 0 GBP (Low) 0 GBP
Further disclosure should be made where necessary so that the nature of the dealings can be fully understood.
CONNECTED EXEMPT MARKET-MAKERS/EXEMPT PRINCIPAL TRADERS:
DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND MERGERS
Dealing in Contract for Differences ("CFD") referenced to...iSoft Group Plc, Ord
0.10
Date of Disclosure: 23 July 2003
Date of Dealing 22 Jul 2003
Name of EMM/EPT... UBS AG
Name of offeree / offeror with whom connected Torex Plc
Product Type.........(long/short) CFD Short
Maturity Date 22 Apr 2004
Writing of CFD
Number of securities to which the CFD is referenced 280,000
CFD reference price: (High) 3.35 GBP............................(Low) 3.02 GBP
...........................
Closing out of CFD
Number of securities to which the CFD is referenced 0
CFD reference price: (High) 0 GBP (Low) 0 GBP
Further disclosure should be made where necessary so that the nature of the dealings can be fully understood.
CONNECTED EXEMPT MARKET-MAKERS/EXEMPT PRINCIPAL TRADERS:
DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND MERGERS
Dealing in Contract for Differences ("CFD") referenced to...iSoft Group Plc, Ord
0.10
Date of Disclosure: 23 July 2003
Date of Dealing 22 Jul 2003
Name of EMM/EPT... UBS AG
Name of offeree / offeror with whom connected Torex Plc
Product Type.........(long/short) CFD Short
Maturity Date 22 Apr 2004
Writing of CFD
Number of securities to which the CFD is referenced 0
CFD reference price: (High) 0 GBP............................(Low) 0 GBP......
.....................
Closing out of CFD
Number of securities to which the CFD is referenced 300,000
CFD reference price: (High) 3.32 GBP (Low) 3.06 GBP
Further disclosure should be made where necessary so that the nature of the dealings can be fully understood.
CONNECTED EXEMPT MARKET-MAKERS/EXEMPT PRINCIPAL TRADERS:
DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND MERGERS
Dealing in Contract for Differences ("CFD") referenced to...Torex Plc, Ord 0.10
Date of Disclosure: 23 July 2003
Date of Dealing 22 Jul 2003
Name of EMM/EPT... UBS AG
Name of offeree / offeror with whom connected Torex Plc
Product Type.........(long/short) CFD Short
Maturity Date 22 Apr 2004
Writing of CFD
Number of securities to which the CFD is referenced 104,000
CFD reference price: (High) 5.81 GBP............................(Low) 4.92 GBP
...........................
Closing out of CFD
Number of securities to which the CFD is referenced 0
CFD reference price: (High) 0 GBP (Low) 0 GBP
Further disclosure should be made where necessary so that the nature of the dealings can be fully understood.
CONNECTED EXEMPT MARKET-MAKERS/EXEMPT PRINCIPAL TRADERS:
DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND MERGERS
Dealing in Contract for Differences ("CFD") referenced to...Torex Plc, Ord 0.10
Date of Disclosure: 23 July 2003
Date of Dealing 22 Jul 2003
Name of EMM/EPT... UBS AG
Name of offeree / offeror with whom connected Torex Plc
Product Type.........(long/short) CFD Long
Maturity Date 22 Apr 2004
Writing of CFD
Number of securities to which the CFD is referenced 100,000
CFD reference price: (High) 5.81 GBP............................(Low) 4.92 GBP
...........................
Closing out of CFD
Number of securities to which the CFD is referenced 0
CFD reference price: (High) 0 GBP (Low) 0 GBP
Further disclosure should be made where necessary so that the nature of the dealings can be fully understood.
CONNECTED EXEMPT MARKET-MAKERS/EXEMPT PRINCIPAL TRADERS:
DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND MERGERS
Dealing in Contract for Differences ("CFD") referenced to...Torex Plc, Ord 0.10
Date of Disclosure: 23 July 2003
Date of Dealing 22 Jul 2003
Name of EMM/EPT... UBS AG
Name of offeree / offeror with whom connected Torex Plc
Product Type.........(long/short) CFD Short
Maturity Date 22 Apr 2004
Writing of CFD
Number of securities to which the CFD is referenced 25,000
CFD reference price: (High) 5.81 GBP............................(Low) 4.92 GBP
...........................
Closing out of CFD
Number of securities to which the CFD is referenced 0
CFD reference price: (High) 0 GBP (Low) 0 GBP
Further disclosure should be made where necessary so that the nature of the dealings can be fully understood.
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END
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