Termination of Registration of a Class of Security Under Section 12(g) (15-12g)
March 03 2017 - 2:03PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 15
CERTIFICATION
AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTION 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934.
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Commission File Number:
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000-51003
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CALAMOS ASSET MANAGEMENT, INC.
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(Exact name of registrant as specified in its charter)
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2020 Calamos Court
Naperville, Illinois 60563
(630) 245-7200
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(Address, including zip code, and telephone number, including area code, of registrants principal
executive offices)
(Title of each class of securities covered by this Form)
(Titles of all other classes of securities for which a duty to file reports under section 13(a) or 15(d)
remains)
Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty
to file reports:
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Rule 12g-4(a)(1)
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☒
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Rule 12g-4(a)(2)
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☐
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Rule 12h-3(b)(1)(i)
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☒
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Rule 12h-3(b)(1)(ii)
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☐
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Rule 15d-6
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☐
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Rule 15d-22(b)
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☐
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Approximate number of holders of record as of the certification or notice date: 1
Pursuant to the requirements of the Securities Exchange Act of 1934, J. Christopher Jackson has caused this certification/notice to be signed
on its behalf by the undersigned duly authorized person.
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Date: March 3, 2017
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CALAMOS ASSET MANAGEMENT, INC.
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By:
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/s/ J. Christopher Jackson
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Name:
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J. Christopher Jackson
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Title:
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Senior Vice President, General Counsel and Secretary
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