Statement of Changes in Beneficial Ownership (4)
December 08 2020 - 2:13PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Bertelsen Jeffrey A. |
2. Issuer Name and Ticker or Trading Symbol
CYBEROPTICS CORP
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CYBE
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
CFO and COO |
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(Last)
(First)
(Middle)
5900 GOLDEN HILLS DRIVE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
12/4/2020 |
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(Street)
GOLDEN VALLEY, MN 55416
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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| Common Stock | 12/4/2020 | | A | | 3000 | A | $0 | 27444 (1) | D | |
| Common Stock | | | | | | | | 88299 | I (2) | In Trust |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Employee Stock Option | $9.62 | | | | | | | 12/5/2015 (3) | 12/5/2021 | Common Stock | 18500 | | 18500 | D | |
| Employee Stock Option | $7.18 | | | | | | | 12/11/2016 (3) | 12/11/2022 | Common Stock | 26000 | | 26000 | D | |
| Employee Stock Option | $26.4 | | | | | | | 12/9/2017 (4) | 12/9/2023 | Common Stock | 5500 | | 5500 | D | |
| Employee Stock Option | $15.4 | | | | | | | 12/8/2018 (4) | 12/8/2024 | Common Stock | 9200 | | 9200 | D | |
| Employee Stock Option | $19.46 | | | | | | | 12/7/2019 (4) | 12/7/2025 | Common Stock | 7400 | | 7400 | D | |
| Employee Stock Option | $16.23 | | | | | | | 12/6/2020 (4) | 12/6/2026 | Common Stock | 10000 | | 10000 | D | |
| Employee Stock Option | $28.32 | 12/4/2020 | | A | | 6000 | | 12/4/2021 | 12/4/2027 | Common Stock | 6000 | $0 | 6000 | D | |
| Explanation of Responses: |
| (1) | Includes (a) 375 restricted stock units that vest on December 9, 2020; (b) 2,500 restricted stock units that vest in increments of 1,250 shares on each of December 8, 2020 and 2021; (c) 1,850 restricted stock units that vest in increments of 925 shares on each of December 7, 2021 and 2022; (d) 3,750 restricted stock units that vest in increments of 1,250 shares on each of December 6, 2021, 2022 and 2023; and (e) 3,000 restricted stock units that vest in increments of 750 shares on each of December 4, 2021, 2022, 2023 and 2024. |
| (2) | Shares are held in a revocable trust of which the reporting person and his spouse are trustees. |
| (3) | Fully exercisable. |
| (4) | Exercisable with respect to 25% of such shares on such date and with respect to an additional cumulative 25% of such shares on the next three anniversaries of such date. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Bertelsen Jeffrey A.
5900 GOLDEN HILLS DRIVE
GOLDEN VALLEY, MN 55416 |
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| CFO and COO |
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Signatures
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| Jeffrey A. Bertelsen | | 12/7/2020 |
| **Signature of Reporting Person | Date |
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