Statement of Changes in Beneficial Ownership (4)
December 06 2021 - 6:55PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Kulkarni Subodh K |
2. Issuer Name and Ticker or Trading Symbol
CYBEROPTICS CORP
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CYBE
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) President & CEO |
(Last)
(First)
(Middle)
5900 GOLDEN HILLS DRIVE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
12/3/2021 |
(Street)
GOLDEN VALLEY, MN 55416
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 12/3/2021 | | A | | 4500 | A | $0 | 154091 (1) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Employee Stock Option | $7.18 | | | | | | | 12/11/2016 (2) | 12/11/2022 | Common Stock | 55000 | | 55000 | D | |
Employee Stock Option | $26.4 | | | | | | | 12/9/2017 (2) | 12/9/2023 | Common Stock | 12000 | | 12000 | D | |
Employee Stock Option | $15.4 | | | | | | | 12/8/2018 (3) | 12/8/2024 | Common Stock | 20000 | | 20000 | D | |
Employee Stock Option | $19.46 | | | | | | | 12/7/2019 (3) | 12/7/2025 | Common Stock | 17500 | | 17500 | D | |
Employee Stock Option | $16.23 | | | | | | | 12/6/2020 | 12/6/2026 | Common Stock | 22000 | | 22000 | D | |
Employee Stock Option | $28.32 | | | | | | | 12/4/2021 (3) | 12/4/2027 | Common Stock | 13400 | | 13400 | D | |
Employee Stock Option | $42.9 | 12/3/2021 | | A | | 9200 | | 12/3/2022 (3) | 12/3/2028 | Common Stock | 9200 | $0 | 9200 | D | |
Explanation of Responses: |
(1) | Includes (a) 2,500 shares of restricted stock units that vest on December 8, 2021; (b) 4,400 restricted stock units that vest in increments of 2,200 shares on each of December 7, 2021 and 2022; (c) 5,500 restricted stock units that vest in increments of 2,750 shares on each of December 6, 2022 and 2023; (d) 5,025 restricted stock units that vest in increments of 1,675 shares on each of December 4, 2022, 2023 and 2024; and (e) 4,500 restricted stock units that vest in increments of 1,125 shares on each of December 3, 2022, 2023, 2024 and 2025. |
(2) | Fully exercisable. |
(3) | Exercisable with respect to 25% of such shares on such date and with respect to an additional cumulative 25% of such shares on the next three anniversaries of such date. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Kulkarni Subodh K 5900 GOLDEN HILLS DRIVE GOLDEN VALLEY, MN 55416 |
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| President & CEO |
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Signatures
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/s/ Subodh K. Kulkarni | | 12/6/2021 |
**Signature of Reporting Person | Date |
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