false 0000922247 0000922247 2024-01-17 2024-01-17 0000922247 ctdh:CommonStockCustomMember 2024-01-17 2024-01-17 0000922247 ctdh:WarrantsToPurchaseCommonStockCustomMember 2024-01-17 2024-01-17
 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 8-K
 
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
 
January 17, 2024
Date of Report (Date of earliest event reported)
 
CYCLO THERAPEUTICS, INC.
(Exact name of registrant as specified in its charter)
 
Nevada
  
001-39780
  
59-3029743
(State or other jurisdiction
of incorporation)
  
(Commission
File Number)
  
(IRS Employer
Identification No.)
 
6714 NW 16th Street, Suite B
Gainesville, Florida
  
32653
(Address of principal executive offices)
  
(Zip Code)
 
(386) 418-8060
Registrant’s telephone number, including area code
 
Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
Securities registered pursuant to Section 12(b) of the Act:
 
Title of each class
  
Trading Symbol(s)
  
Name of each exchange on which registered
Common Stock, par value $.0001 per share
  
CYTH
  
The Nasdaq Stock Market LLC
Warrants to purchase Common Stock
  
CYTHW
  
The Nasdaq Stock Market LLC
 
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
 
Emerging growth company ☐
 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
 
 
 
 
Item 8.01.
Other Events.
 
On January 17, 2024, Cyclo Therapeutics, Inc., a Nevada corporation (the “Company”) received a notice (the “Compliance Letter”) from the Office of General Counsel of The Nasdaq Stock Market LLC (“Nasdaq”) informing the Company that its deficiency under Listing Rule 5550(b) had been cured and the Company is in compliance with all applicable Nasdaq listing standards. Accordingly, the Compliance Letter provided that the Company’s scheduled hearing before the Nasdaq Hearings Panel has been cancelled, and the Company’s securities will continue to be listed and traded on Nasdaq.
 
 
SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the Company has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
CYCLO THERAPEUTICS, INC.
     
Date: January 19, 2024
By:
/s/ N. Scott Fine
   
N. Scott Fine, Chief Executive Officer
 
 
 
 
 
v3.23.4
Document And Entity Information
Jan. 17, 2024
Document Information [Line Items]  
Entity, Registrant Name CYCLO THERAPEUTICS, INC.
Document, Type 8-K
Document, Period End Date Jan. 17, 2024
Entity, Incorporation, State or Country Code NV
Entity, File Number 001-39780
Entity, Tax Identification Number 59-3029743
Entity, Address, Address Line One 6714 NW 16th Street, Suite B
Entity, Address, City or Town Gainesville
Entity, Address, State or Province FL
Entity, Address, Postal Zip Code 32653
City Area Code 386
Local Phone Number 418-8060
Written Communications false
Soliciting Material false
Pre-commencement Tender Offer false
Pre-commencement Issuer Tender Offer false
Entity, Emerging Growth Company false
Amendment Flag false
Entity, Central Index Key 0000922247
CommonStock Custom [Member]  
Document Information [Line Items]  
Title of 12(b) Security Common Stock
Trading Symbol CYTH
Security Exchange Name NASDAQ
WarrantsToPurchaseCommonStock Custom [Member]  
Document Information [Line Items]  
Title of 12(b) Security Warrants to purchase Common Stock
Trading Symbol CYTHW
Security Exchange Name NASDAQ
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