Initial Statement of Beneficial Ownership (3)
June 08 2020 - 4:31PM
Edgar (US Regulatory)
FORM 3
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
|
1. Name and Address of Reporting Person
*
Adams Mark |
2. Date of Event Requiring Statement (MM/DD/YYYY)
5/28/2020
|
3. Issuer Name and Ticker or Trading Symbol
AYRO, Inc. [AYRO]
|
|
(Last)
(First)
(Middle)
900 E. OLD SETTLERS BOULEVARD, SUITE 100 |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
__X__ Director ___X___ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
|
|
(Street)
ROUND ROCK, TX 78664
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Beneficially Owned
|
1.Title of Security
(Instr. 4) | 2. Amount of Securities Beneficially Owned
(Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) | 4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Common Stock | 1368132 (1) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 4) | 2. Date Exercisable and Expiration Date
(MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) | 6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Warrants to Purchase Common Stock | (2) | 12/9/2024 | Common Stock | 49328 (1) | $7.35 | D | |
| Stock Option (Right to Buy) | (3) | 9/28/2027 | Common Stock | 20450 (1) | $2.45 | D | |
| Stock Option (Right to Buy) | (3) | 9/1/2028 | Common Stock | 20450 (1) | $2.45 | D | |
| Stock Option (Right to Buy) | (3) | 2/15/2029 | Common Stock | 20450 (1) | $2.45 | D | |
| Explanation of Responses: |
| (1) | On May 28, 2020, the Issuer effected a 1-for-10 reverse stock split of its common stock (the "Reverse Stock Split") in connection with the the merger of a private company formerly known as "AYRO, Inc." with and into a wholly owned subsidiary of the Issuer, and immediately thereafter effected a 1-for-1 stock dividend (the "Stock Dividend"). The amount of securities reported on this Form 3 have been adjusted to reflect the Reverse Stock Split and Stock Dividend on a post-split and post-stock dividend basis. |
| (2) | Immediately exercisable. |
| (3) | These options are fully vested and exercisable. |
Reporting Owners
|
| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Adams Mark
900 E. OLD SETTLERS BOULEVARD, SUITE 100
ROUND ROCK, TX 78664 | X | X |
|
|
Signatures
|
| /s/ Mark Adams | | 6/8/2020 |
| **Signature of Reporting Person | Date |
DropCar (NASDAQ:DCAR)
Historical Stock Chart
From Oct 2024 to Nov 2024
DropCar (NASDAQ:DCAR)
Historical Stock Chart
From Nov 2023 to Nov 2024
