Post-effective Amendment to Registration Statement (pos Am)
September 25 2019 - 9:51AM
Edgar (US Regulatory)
As filed with the Securities and Exchange Commission on September 25, 2019
Registration No. 333-225938
333-192508
UNITED STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington, D.C. 20549
POST-EFFECTIVE AMENDMENT
TO
FORM S-3
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
DEL FRISCOS RESTAURANT GROUP, INC.
(Exact name of Registrant as specified in its charter)
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Delaware
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20-8453116
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(State or other jurisdiction of
incorporation or organization)
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(I.R.S. Employer
Identification No.)
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2900 Ranch Trail
Irvine, TX 75063
(Address
of principal executive offices, including zip code)
Norman J.
Abdallah
President and Chief Executive Officer
Del Friscos Restaurant Group, Inc.
2900 Ranch Trail
Irving,
TX 75063
(469) 913-1845
(Name, address and telephone number, including area code, of agent for service)
Copies to:
Joshua N. Korff
Michael
Kim
Kirkland & Ellis LLP
601 Lexington Avenue
New
York, NY 10022
(212) 446-4800
Approximate date of commencement of proposed sale to the public: Not applicable. Removal from registration of securities that were not sold pursuant to
this registration statement.
If the only securities being registered on this Form are being offered pursuant to dividend or interest reinvestment plans,
please check the following box. ☐
If any of the securities being registered on this Form are to be offered on a delayed or continuous basis
pursuant to Rule 415 under the Securities Act of 1933, other than securities offered only in connection with dividend or interest reinvestment plans, check the following box: ☐
If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and
list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐
If this
Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same
offering. ☐
If this Form is a registration statement pursuant to General Instruction I.D. or a post-effective amendment thereto that
shall become effective upon filing with the Commission pursuant to Rule 462(e) under the Securities Act, check the following box. ☐
If
this Form is a post-effective amendment to a registration statement filed pursuant to General Instruction I.D. filed to register additional securities or additional classes of securities pursuant to Rule 413(b) under the Securities Act, check the
following box. ☐
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of large accelerated filer, accelerated filer and smaller reporting company in Rule 12b-2 of the Exchange Act. (Check one):
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Large accelerated filer
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☐
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Accelerated filer
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☒
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Non-accelerated filer
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☐ (Do not check if a smaller reporting company)
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Smaller reporting company
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☐
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Emerging growth company
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☐
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If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting standard provided pursuant to Section 7(a)(2)(B) of The Securities Act. ☐
EXPLANATORY NOTE
DEREGISTRATION OF SECURITIES
This Post-Effective Amendment relates to the following registration statements of Del Friscos Restaurant Group, Inc. (the
Company), filed on Form S-3 (collectively, the Registration Statements) with the Securities and Exchange Commission (the SEC):
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Registration Statement No. 333-225938, filed with the SEC on
June 28, 2018, pertaining to the registration of an unspecified amount of common stock, par value $0.001 per share, preferred stock, par value $0.001 per share, debt securities, warrants, subscription rights, purchase contracts, purchase units
and units.
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Registration Statement No. 333-192508, filed with the SEC on
November 22, 2013, pertaining to the registration of 6,194,667 shares of common stock, par value $0.001 per share.
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On September 25, 2019, pursuant to an Agreement and Plan of Merger, dated June 23, 2019, by and among the Company, Harlan Parent,
Inc., a Delaware corporation (now known as Harlan Parent, LLC, Parent), and Harlan Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Parent (Merger Sub), Merger Sub merged with and into the Company,
and the Company continued as the surviving corporation and as a wholly owned subsidiary of Parent (the Merger).
In connection
with the Merger, the Company has terminated all offerings of the Companys securities pursuant to the Registration Statements. Accordingly, pursuant to the undertakings contained in such Registration Statements to remove from registration, by
means of a post-effective amendment, any of the securities registered that remain unsold at the termination of the offerings, the Company is filing this post-effective amendment to the Registration Statements to deregister, and does hereby remove
from registration, all the securities of the Company registered under such Registration Statements that remain unsold as of the date hereof.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this Post-Effective Amendment to Registration
Statements on Form S-3 to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Irving, State of Texas, on September 25, 2019.
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DEL FRISCOS RESTAURANT GROUP, INC.
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By:
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/s/ Neil Thomson
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Neil Thomson
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Chief Financial Officer
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No other person is required to sign this Post-Effective Amendment in reliance upon Rule 478 under the
Securities Act of 1933, as amended.
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