Termination of Registration of a Class of Security Under Section 12(g) (15-12g)
March 10 2016 - 4:50PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 15
CERTIFICATION AND NOTICE OF TERMINATION
OF REGISTRATION UNDER SECTION
12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE
REPORTS UNDER SECTIONS
13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934.
Commission File Number 000-51439
Diamond Foods, LLC
(successor in interest to Diamond Foods,
Inc.)
(Exact
name of registrant as specified in its charter)
600 Montgomery Street, 13th Floor,
San Francisco, California 94111
(415) 445-7444
(Address,
including zip code, and telephone number, including area code, of registrant’s principal executive offices)
Common Stock, $0.001 par value per share
Preferred Stock, $0.001 par value per share
(Title
of each class of securities covered by this Form)
None
(Titles of all other classes of securities
for which a duty to file reports under section 13(a) or 15(d) remains)
Please place an X in the box(es) to designate
the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports:
|
Rule 12g-4(a)(1) |
x |
|
Rule 12g-4(a)(2) |
o |
|
Rule 12h-3(b)(1)(i) |
x |
|
Rule 12h-3(b)(1)(ii) |
o |
|
Rule 15d-6 |
o |
|
Rule 15d-22(b) |
o |
Approximate number of holders of record as of the certification or notice date: |
Common Stock, par value $0.001 per share : |
one (1) |
Preferred Stock, par value $0.001 per share : |
zero (0) |
Explanatory Note: On February 29, 2016, Diamond Foods, Inc.
completed a merger transaction under which Diamond Foods, Inc. merged into Shark Acquisition Sub II, LLC, a wholly-owned subsidiary
of Snyder’s-Lance, Inc. Following the merger, Shark Acquisition Sub II, LLC (a successor in interest to Diamond Foods, Inc.)
was renamed Diamond Foods, LLC.
Pursuant to
the requirements of the Securities Exchange Act of 1934, Diamond Foods, LLC, the successor
company to Diamond Foods, Inc., has caused this certification/notice to be signed on its behalf by the undersigned duly authorized
person.
Date: March 10, 2016 |
By: |
/s/ Rick D. Puckett |
|
|
|
Rick D. Puckett Executive Vice President and Chief Financial Officer |
|
Instruction: This form is required by Rules
12g-4, 12h-3 and 15d-6 and 15d-22 of the General Rules and Regulations under the Securities Exchange Act of 1934. The registrant
shall file with the Commission three copies of Form 15, one of which shall be manually signed. It may be signed by an officer of
the registrant, by counsel or by any other duly authorized person. The name and title of the person signing the form shall be typed
or printed under the signature.
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