Document Sciences Corp - Amended Statement of Ownership (SC 13G/A)
February 11 2008 - 4:48PM
Edgar (US Regulatory)
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OMB APPROVAL
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OMB Number:
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3235-0145
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February 28, 2009
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Estimated average burden
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 4)*
DOCUMENT SCIENCES CORPORATION
Common Stock
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(Title of Class of Securities)
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25614R105
December 31, 2007
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(Date of Event Which Requires Filing of this Statement)
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Check the appropriate box to designate the
rule pursuant to which this Schedule is filed:
¨
Rule 13d-1(b)
¨
Rule 13d-1(c)
x
Rule 13d-1(d)
*
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The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any
subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
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The information required in
the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be
subject to all other provisions of the Act (however, see the Notes).
Persons who respond to the collection of information contained in this form are
not required to respond unless the form displays a currently valid OMB control number.
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CUSIP No. 25614R105
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Schedule 13G
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Page 2 of 5 Pages
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1.
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NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Thomas L. Ringer, individually, and as Co-Trustee of the Ringer Family Trust, U/A dated September 10, 1963, as amended.
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2.
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a)
¨
(b)
¨
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3.
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SEC USE ONLY
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4.
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CITIZENSHIP OR PLACE OF ORGANIZATION
United States
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH:
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5. SOLE VOTING POWER
283,000
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6. SHARED VOTING POWER
46,820
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7. SOLE DISPOSITIVE POWER
283,000
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8. SHARED DISPOSITIVE POWER
46,820
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9.
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
329,820
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10.
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
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¨
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11.
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
7.3%
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12.
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TYPE OF REPORTING PERSON
IN
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CUSIP No. 25614R105
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Schedule 13G
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Page 3 of 5 Pages
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Item 1(a).
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Name of Issuer
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Document Sciences Corporation
Item 1(b).
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Address of Issuers Principal Executive Offices
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5958 Priestly Drive, Carlsbad, CA 92008
Item 2(a).
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Name of Person Filing
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Thomas L.
Ringer, individually, and as Co-Trustee of the Ringer Family Trust, U/A dated September 10, 1963, as amended.
Item 2(b).
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Address of Principal Business Office, or, if None, Residence
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5958 Priestly Drive, Carlsbad, CA 92008
United
States
Item 2(d).
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Title of Class of Securities
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Common Stock
25614R105
Item 3.
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If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
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x
Not applicable.
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(a)
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Amount Beneficially Owned:
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329,820
(including 280,000 shares of Common Stock which may be purchased upon the exercise of stock options, exercisable within 60 days of December 31, 2007)
7.3% (based on
4,227,732 shares of Common Stock reported outstanding as of December 31, 2007 and 280,000 shares of Common Stock which may be purchased upon the exercise of stock options)
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(c)
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Number of shares as to which such person has:
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(i)
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Sole power to vote or to direct the vote:
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283,000 (including 280,000 shares of Common Stock which may be purchased upon the exercise of stock options, exercisable within 60 days of December 31, 2007).
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CUSIP No. 25614R105
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Schedule 13G
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Page 4 of 5 Pages
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(ii)
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Shared power to vote or to direct the vote:
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46,820; Thomas L. Ringer and his spouse are Co-Trustees of the Ringer Family Trust, U/A dated September 10, 1963, as amended.
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(iii)
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Sole power to dispose or to direct the disposition of:
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283,000 (represents 280,000 shares of Common Stock which may be purchased upon the exercise of stock options, exercisable within 60 days of December 31, 2007).
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(iv)
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Shared power to dispose or to direct the disposition of:
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46,820; Thomas L. Ringer and his spouse are Co-Trustees of the Ringer Family Trust, U/A dated September 10, 1963, as amended.
Item 5.
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Ownership of Five Percent or Less of a Class
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Not applicable.
Item 6.
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Ownership of More Than Five Percent on Behalf of Another Person
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Not applicable.
Item 7.
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company
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Not applicable.
Item 8.
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Identification and Classification of Members of the Group
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Not applicable.
Item 9.
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Notice of Dissolution of Group
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Not applicable.
Not
applicable.
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CUSIP No. 25614R105
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Schedule 13G
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Page 5 of 5 Pages
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
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Date:
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February 11, 2008
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By:
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/s/ THOMAS L. RINGER
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Name:
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Thomas L. Ringer
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Title:
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Chairman of the Board
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THOMAS L. RINGER, CO-TRUSTEE, THE RINGER FAMILY TRUST, U/A DATED SEPTEMBER 10, 1963, AS AMENDED.
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Date:
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February 11, 2008
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By:
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/s/ THOMAS L. RINGER
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Name:
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Thomas L. Ringer
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Title:
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Co-Trustee
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