As filed with the Securities and Exchange Commission on August 29, 2019

 

Registration No. 333-46068

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

POST-EFFECTIVE AMENDMENT NO. 3 TO FORM S-8

REGISTRATION STATEMENT

UNDER

THE SECURITIES ACT OF 1933

 

 

DYNASIL CORPORATION OF AMERICA

(Exact Name of Registrant as Specified in Its Charter)

 

 

Delaware   22-1734088

(State or Other Jurisdiction of

Incorporation or Organization)

 

(I.R.S. Employer

Identification No.)

 

313 Washington Street, Suite 403, Newton, MA   02458
(Address of Principal Executive Offices)   (Zip Code)

 

1996 Stock Incentive Plan

1999 Stock Incentive Plan

Employee Stock Purchase Plan

(Full Titles of the Plans)

 

Peter Sulick

President and Chief Executive Officer

Dynasil Corporation of America

313 Washington Street, Suite 403

Newton, MA 02458

(617) 668-6855

(Name, Address and Telephone Number, Including Area Code, of Agent for Service)

 

Copies to:

 

Matthew J. Gardella, Esq.

Matthew W. Tikonoff, Esq.

Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.

One Financial Center

Boston, Massachusetts 02111

(617) 542-6000

 

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.

 

Large accelerated filer   ¨   Accelerated filer   ¨
       
Non-accelerated filer   x   Smaller reporting company   x
             
        Emerging growth company   ¨

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ¨

 

 

 

 

 

DEREGISTRATION OF UNSOLD SECURITIES

 

The Registrant is filing this Post-Effective Amendment No. 3 (“Post-Effective Amendment”) to the Registration Statement on Form S-8 (Registration No. 333-46068), filed on September 19, 2000, which registered an aggregate of 3,350,000 shares of common stock issuable to participants in the Registrant’s 1996 Stock Incentive Plan, 1999 Stock Incentive Plan and Employee Stock Purchase Plan. In accordance with an undertaking made by the Registrant in the Registration Statement to remove from registration, by means of a post-effective amendment, any of the securities registered under the Registration Statement which remain unsold at the termination of the offering, the Registrant hereby amends the Registration Statement to deregister any remaining securities registered and unsold under the Registration Statement. The securities are being removed from registration because the securities are no longer being offered or sold pursuant to the Registration Statement.

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Post-Effective Amendment No. 3 to its Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Newton, Commonwealth of Massachusetts on August 29, 2019.

 

    DYNASIL CORPORATION OF AMERICA
     
  By: /s/ Peter Sulick
    Peter Sulick
    President and Chief Executive Officer

 

Pursuant to the requirements of the Securities Act of 1933, this Post-Effective Amendment No. 3 to the Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature   Title   Date
         
/s/ Peter Sulick   Chairman of the Board of Directors,   August 29, 2019
Peter Sulick   President, Chief Executive Officer (Principal Executive Officer)    
         
/s/ Robert Bowdring   Chief Financial Officer (Principal   August 29, 2019
Robert Bowdring   Financial and Accounting Officer)    
         
/s/ Craig Dunham   Director   August 29, 2019
Craig Dunham        
         
/s/ William K. Hagan   Director   August 29, 2019
William K. Hagan        
         
/s/ David Kronfeld   Director   August 29, 2019
David Kronfeld        
         
/s/ Thomas Leonard   Director   August 29, 2019
Thomas Leonard        
         
/s/ Alan Levine   Director   August 29, 2019
Alan Levine        

 

 

Dynasil Corp of America (NASDAQ:DYSL)
Historical Stock Chart
From Oct 2024 to Nov 2024 Click Here for more Dynasil Corp of America Charts.
Dynasil Corp of America (NASDAQ:DYSL)
Historical Stock Chart
From Nov 2023 to Nov 2024 Click Here for more Dynasil Corp of America Charts.