Statement of Changes in Beneficial Ownership (4)
November 09 2020 - 2:25PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Gusky Adam Samuel |
2. Issuer Name and Ticker or Trading Symbol
East Resources Acquisition Co
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ERESU
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
Chief Investment Officer |
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(Last)
(First)
(Middle)
C/O EAST RESOURCES ACQUISITION COMPANY, 7777 NW BEACON SQAURE BLVD. |
3. Date of Earliest Transaction
(MM/DD/YYYY)
11/5/2020 |
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(Street)
BOCA RATON, FL 33487
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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| Class A Common Stock | 11/5/2020 | | P | | 302 (1) | A | $9.91 | 2002 (1) | I | By AG Energy, LLC (2) |
| Class A Common Stock | 11/9/2020 | | P | | 200 (1) | A | $10.00 | 2202 (1) | I | By AG Energy, LLC (2) |
| Class A Common Stock | 11/9/2020 | | P | | 250 (1) | A | $9.951 | 2452 (1) | I | By AG Energy, LLC (2) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Explanation of Responses: |
| (1) | Represents securities underlying units of the Issuer. Each unit consists of one share of Class A Common Stock of the Issuer and one half of one warrant. Each whole warrant entitles the Reporting Person to purchase one share of the Issuer's Class A Common Stock at a stock price of $11.50 per share. The warrants will become exercisable, if at all, on the later of 30 days after the completion of the Issuer's initial business combination or 12 months from the closing of the Issuer's initial public offering. The warrants will expire five years after the completion of the Issuer's initial business combination. |
| (2) | The Reporting Person is the sole member of AG Energy, LLC. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Gusky Adam Samuel
C/O EAST RESOURCES ACQUISITION COMPANY
7777 NW BEACON SQAURE BLVD.
BOCA RATON, FL 33487 |
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| Chief Investment Officer |
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Signatures
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| Adam S. Gusky | | 11/9/2020 |
| **Signature of Reporting Person | Date |
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