FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response... 0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

LEON & TOBY COOPERMAN FOUNDATION

2. Date of Event Requiring Statement (MM/DD/YYYY)
2/4/2013 

3. Issuer Name and Ticker or Trading Symbol

EMPIRE RESOURCES INC /NEW/ [ERS]

(Last)        (First)        (Middle)

11431 W PALMETTO PARK ROAD

4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                            ___ X ___ 10% Owner
_____ Officer (give title below)          _____ Other (specify below)

(Street)

BOCA RATON, FL 33428       

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed (MM/DD/YYYY)

 

6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person


Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4) 		2. Amount of Securities Beneficially Owned
(Instr. 4) 		3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) 		4. Nature of Indirect Beneficial Ownership
(Instr. 5)

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4) 		2. Date Exercisable and Expiration Date
(MM/DD/YYYY) 		3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) 		4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) 		6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
10% Convertible Senior Subordinated Notes due June 1, 2016   (1) (2)   (3) 6/1/2016   Common Stock   978448   (4)   (4) D    

Explanation of Responses:
( 1)  The 10% Convertible Senior Subordinated Notes Due June 1, 2016 are currently convertible at a conversion price of 253.666 shares of common stock per $1,000 principal amount of Notes. The conversion price is subject to adjustment for cash and stock dividends, stock splits and similar transactions.
( 2)  $4,000,000 Principal
( 3)  at any time through 6/1/2016
( 4)  The 10% Convertible Senior Subordinated Notes Due June 1, 2016 are currently convertible at a conversion price of 244.62 shares of common stock per $1,000 principal amount of Notes. The conversion price is subject to adjustment for cash and stock dividends, stock splits and similar transactions.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
LEON & TOBY COOPERMAN FOUNDATION
11431 W PALMETTO PARK ROAD
BOCA RATON, FL 33428
X


Signatures
Alan M. Stark, Attorney In Fact, POA on file 9/19/2014
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
Empire Resources, Inc. (NASDAQ:ERS)
Historical Stock Chart
From Jun 2024 to Jul 2024 Click Here for more Empire Resources, Inc. Charts.
Empire Resources, Inc. (NASDAQ:ERS)
Historical Stock Chart
From Jul 2023 to Jul 2024 Click Here for more Empire Resources, Inc. Charts.