Initial Statement of Beneficial Ownership (3)
April 14 2023 - 6:38PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
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3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Wiederhorn Mason Alan |
2. Date of Event Requiring Statement (MM/DD/YYYY)
3/28/2023
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3. Issuer Name and Ticker or Trading Symbol
Fat Brands, Inc [FAT]
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(Last)
(First)
(Middle)
9720 WILSHIRE BLVD., SUITE 500 |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
__X__ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
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(Street)
BEVERLY HILLS, CA 90212
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4) | 2. Amount of Securities Beneficially Owned
(Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) | 4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Class A Common Stock | 41099 | D | |
| Class B Common Stock | 4109 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4) | 2. Date Exercisable and Expiration Date
(MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) | 6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Stock option (right to buy) | (1) | 11/16/2031 | Class A Common Stock | 75000 | $11.43 | D | |
| Stock option (right to buy) | 12/10/2021 | 12/10/2028 | Class A Common Stock | 15318 | $4.80 | D | |
| Stock option (right to buy) | 10/20/2020 | 10/20/2027 | Class A Common Stock | 15318 | $10.68 | D | |
| Explanation of Responses: |
| (1) | The stock option was granted on November 16, 2021 and vests in three equal annual installments beginning on the first anniversary of the grant date. |
Remarks:
Exhibit 24 - Power of Attorney |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Wiederhorn Mason Alan
9720 WILSHIRE BLVD., SUITE 500
BEVERLY HILLS, CA 90212 | X |
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Signatures
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| /s/ Allen Sussman, Attorney-In-Fact | | 4/14/2023 |
| **Signature of Reporting Person | Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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