Current Report Filing (8-k)
December 19 2019 - 4:11PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): December
19, 2019 (December 19, 2019)
FinServ Acquisition Corp.
(Exact name of registrant as specified in its
charter)
Delaware
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001-39116
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83-2704291
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(State or other jurisdiction
of incorporation)
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(Commission File Number)
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(IRS Employer
Identification No.)
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c/o Ellenoff Grossman & Schole LLP
1345 Avenue of the Americas
New York, NY 10105
(Address of principal executive offices, including
zip code)
Registrant’s telephone number, including
area code: (646) 965-8218
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form
8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b)
of the Act:
Title of each class
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Trading
Symbol(s)
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Name of each exchange on which registered
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Units, each consisting of one share of Class A Common Stock and one-half of one Redeemable Warrant
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FSRVU
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The NASDAQ Stock Market LLC
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Class A Common Stock, par value $0.0001 per share
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FSRV
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The NASDAQ Stock Market LLC
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Warrants, each exercisable for one share Class A Common Stock for $11.50 per share
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FSRVW
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The NASDAQ Stock Market LLC
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Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2
of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company þ
If an emerging growth company, indicate by
check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial
accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 8.01. Other Events.
Separate Trading of Units, Class A
Common Stock and Warrants
On
December 19, 2019, FinServ Acquisition Corp. (the “Company”) announced that, commencing on December 23, 2019,
the holders of units issued in its initial public offering (the “Units”), each consisting of one share of Class
A common stock of the Company, par value $0.0001 per share (the “Class A Common Stock”), and one half of one
warrant of the Company (“Warrant”), with each whole Warrant entitling the holder thereof to purchase one share
of Class A Common Stock for $11.50 per share, may elect to separately trade shares of Class A Common Stock and Warrants included
in the Units. No fractional Warrants will be issued upon separation of the Units and only whole Warrants will trade. The Units
not separated will continue to trade on the NASDAQ Capital Market under the symbol “FSRVU.” Shares of Class A Common
Stock and the Warrants are expected to trade on the NASDAQ Capital Market under the symbols “FSRV” and “FSRVW,”
respectively. Holders of Units will need to have their brokers contact Continental Stock Transfer & Trust Company, the
Company’s transfer agent, in order to separate the Units into shares of Class A Common Stock and Warrants.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits
SIGNATURE
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
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FinServ Acquisition Corp.
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By:
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/s/ Lee Einbinder
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Name: Lee Einbinder
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Title: Chief Executive Officer
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Dated: December 19, 2019
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