UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13D
(Amendment No. 1)
Statement of
DIAMOND INVESTMENT GROUP, LLC
and
MORRIS LICHTENSTEIN
Pursuant to Section 13(d) of the
Securities Exchange Act of 1934
in respect of
GUE Liquidation Companies, Inc.
Item 1. Security and Issuer
This Amendment No. 1 (this “Amendment”) amends and supplements the information set forth in the Schedule 13D filed by the Reporting Persons (as defined therein) with the U.S. Securities and Exchange Commission (the “Commission”) on June 7, 2019 (the “Schedule 13D”) relating to the shares of common stock, par value $0.0001 per share (“Common Stock”), of GUE Liquidation Companies, Inc., f/k/a FTD Companies, Inc. (the “Issuer”). Capitalized terms used herein without definition shall have the meaning assigned to such terms in the Schedule 13D.
Item 2. Identity and Background
No changes to Item 2 of the Schedule 13D are made by this Amendment.
Item 3. Source and Amount of Funds or Other Consideration
No changes to Item 3 of the Schedule 13D are made by this Amendment.
Item 4. Purpose of the Transaction
Item 4 of the Schedule 13D is hereby amended by adding the following:
On December 19, 2019, the United States Bankruptcy Court for the District of Delaware (the “Bankruptcy Court”) entered an order confirming the First Amended Joint Plan of Liquidation for the Issuer and substantially all of its domestic subsidiaries, as filed with the Bankruptcy Court on December 13, 2019 and as thereafter modified (the “Plan”). The Plan is Exhibit B to the Schedule 13D and any description thereof is qualified in its entirety by reference thereto.
The Plan became effective on December 30, 2019. As a result of the Plan being effective, all of the Issuer’s equity interests, consisting of authorized and outstanding shares of Common Stock, were cancelled without consideration and have no value, including all shares of Common Stock previously held by the Reporting Persons.
On January 2, 2020, the Issuer filed with the Commission a Certification and Notice of Termination of Registration Under Section 12(g) of the Securities Exchange Act of 1934 on Form 15 with respect to the Common Stock.
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Item 5. Interest in Securities of the Issuer
(a) The Reporting Persons are the beneficial owners of, in the aggregate, 0 shares of Common Stock, which shares constitute 0% of the outstanding shares of Common Stock of the Issuer.
(b) DIAMOND AND MR. LICHTENSTEIN
1. Sole power to vote or direct vote: 0
2. Shared power to vote or direct vote: 0
3. Sole power to dispose or direct the disposition: 0
4. Shared power to dispose or direct the disposition: 0
(c) Other than as disclosed in this Statement, no transactions were effected by the Reporting Persons with respect to the Common Stock during the 60 days preceding the date hereof.
(d) Not applicable.
(e) The Reporting Persons ceased to be the beneficial owners of more than five percent of the Common Stock on December 30, 2019, upon the cancellation of all of the Issuer’s equity interests as a result of the Plan being effective. Therefore, this Amendment constitutes the final amendment to the Schedule 13D.
Item 6. Contracts, Arrangements, Understandings, or Relationships with Respect to the Securities of the Issuer
No changes to Item 6 of the Schedule 13D are made by this Amendment.
Item 7. Materials to be Filed as Exhibits
Item 7 of the Schedule 13D is hereby amended by adding the following:
7(b) First Amended Join Plan of Liquidation for GUE Liquidation Companies, Inc. and its Debtor Affiliates Under Chapter 11 of the Bankruptcy Code (incorporated by reference to Exhibit 2.1 to the Issuer’s Current Report on Form 8-K filed with the Commission on December 20, 2019).
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