- Current report filing (8-K)
May 21 2012 - 4:44PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of the
Securities Exchange Act of
1934
Date of Report (Date of earliest event reported): May 21, 2012
Gladstone Investment Corporation
(Exact Name of Registrant as Specified in its Charter)
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Delaware
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814-00704
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83-0423116
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(State or Other Jurisdiction
of Incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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1521 Westbranch Drive, Suite 200
McLean, Virginia
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22102
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(Address of Principal Executive Offices)
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(Zip Code)
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Registrants telephone number, including area code: (703) 287-5800
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the
following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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¨
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Item 2.02.
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Results of Operations and Financial Condition.
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On May 21, 2012, Gladstone Investment Corporation issued a press release announcing its financial results for the quarter and fiscal year ended March 31, 2012. The text of the press release is
included as an exhibit to this Current Report on Form 8-K. The information in this Current Report on Form 8-K, including Exhibit 99.1 attached hereto, is being furnished and shall not be deemed filed for purposes of Section 18 of
the Securities Exchange Act of 1934, as amended (the Exchange Act), or incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, regardless of any general incorporation language in such
filing.
Item 9.01.
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Financial Statements and Exhibits.
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Exhibit
No.
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Description
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99.1
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Press Release issued by Gladstone Investment Corporation on May 21, 2012.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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Gladstone Investment Corporation (Registrant)
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May 21, 2012
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By: /s/ David Watson
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(David Watson, Chief Financial Officer and Treasurer)
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EXHIBIT INDEX
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Exhibit
No.
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Description
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99.1
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Press Release issued by Gladstone Investment Corporation on May 21, 2012.
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