Current Report Filing (8-k)
December 06 2019 - 6:04AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): December 6, 2019
Great Elm Capital Corp.
(Exact name of Registrant as Specified in Its Charter)
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Maryland
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814-01211
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81-2621577
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(State or Other Jurisdiction
of Incorporation)
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(Commission File Number)
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(IRS Employer
Identification No.)
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800 South Street, Suite 230, Waltham, MA
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02453
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(Address of Principal Executive Offices)
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(Zip Code)
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Registrant’s Telephone Number, Including Area Code: (617) 375-3006
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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☐
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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☐
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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☐
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the Act:
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Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Common stock, par value $0.01 per share
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GECC
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Nasdaq Global Market
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6.50% Notes due 2022
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GECCL
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Nasdaq Global Market
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6.75% Notes due 2025
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GECCM
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Nasdaq Global Market
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6.50% Notes due 2024
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GECCN
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Nasdaq Global Market
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company ☒
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 8.01 Other Events.
The Company declared the record and payment dates for its previously announced first quarter 2020 monthly base distribution of $0.083 per share. The schedule of distribution payments is as follows:
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Month
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Rate
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Record Date
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Payable Date
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January
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$0.083
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January 31, 2020
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February 14, 2020
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February
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$0.083
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February 28, 2020
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March 13, 2020
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March
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$0.083
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March 31, 2020
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April 15, 2020
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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GREAT ELM CAPITAL CORP.
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Date: December 6, 2019
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/s/ Keri A. Davis
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By:
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Keri A. Davis
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Title:
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Chief Financial Officer
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