Form 8-K - Current report
August 01 2024 - 9:00AM
Edgar (US Regulatory)
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2024-08-01
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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d)
of
the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): August 1, 2024
Genelux
Corporation
(Exact
name of registrant as specified in its charter)
Delaware |
|
001-41599 |
|
77-0583529 |
(State
or other jurisdiction
of
incorporation) |
|
(Commission
File
Number) |
|
(I.R.S.
Employer
Identification
No.) |
2625 Townsgate Road, Suite 230
Westlake Village, California |
|
91361 |
(Address of principal executive offices) |
|
(Zip Code) |
Registrant’s
telephone number, including area code: (805) 267-9889
Not
Applicable
(Former
name or former address, if changed since last report.)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions:
☐ |
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
|
|
☐ |
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
|
|
☐ |
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
|
|
☐ |
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class |
|
Trading
Symbol(s) |
|
Name
of each exchange on which registered |
Common
stock, par value $0.001 per share |
|
GNLX |
|
The
Nasdaq Stock Market LLC |
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging
growth company ☒
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
Item
7.01 Regulation FD Disclosure.
On
August 1, 2024, Genelux Corporation (the “Company”) made available the corporate presentation attached hereto as Exhibit
99.1 (the “Corporate Presentation”). Information from the Corporate Presentation may also be used by the management of the
Company in future meetings regarding the Company. For important information about forward-looking statements in the Corporate Presentation,
see the slide titled “Forward-Looking Statements” in Exhibit 99.1 attached hereto.
The
information contained or incorporated in this Item 7.01 of this Current Report on Form 8-K, including Exhibit 99.1, shall not be deemed
“filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or
otherwise subject to the liabilities of that section, nor shall it be deemed to be incorporated by reference into any filing under the
Exchange Act or the Securities Act of 1933, as amended (the “Securities Act”), except as expressly set forth by specific
reference in such filing to this Current Report on Form 8-K.
Item
9.01 Financial Statements and Exhibits.
(d)
Exhibits.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
|
Genelux
Corporation |
|
|
|
Date:
August 1, 2024 |
By: |
/s/
Thomas Zindrick, J.D. |
|
|
Thomas
Zindrick, J.D. |
|
|
President
and Chief Executive Officer |
Exhibit
99.1
![](https://www.sec.gov/Archives/edgar/data/1231457/000149315224029876/ex99-1_001.jpg)
![](https://www.sec.gov/Archives/edgar/data/1231457/000149315224029876/ex99-1_007.jpg)
![](https://www.sec.gov/Archives/edgar/data/1231457/000149315224029876/ex99-1_008.jpg)
![](https://www.sec.gov/Archives/edgar/data/1231457/000149315224029876/ex99-1_009.jpg)
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