Amended Statement of Ownership (sc 13g/a)
February 06 2018 - 12:10PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND
EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE
13G
Under the Securities Exchange Act of 1934*
(Amendment No. 1)
AEVI GENOMIC MEDICINE, INC.
(Name of Issuer)
Common Stock, $0.0001 Par Value
(Title of Class of Securities)
00835P105
(CUSIP Number)
December 31, 2017
(Date of Event Which Requires Filing
of this Statement)
Check the appropriate box to designate
the rule pursuant to which this Schedule is filed:
☐
Rule
13d-1(b)
☒
Rule
13d-1(c)
☐
Rule
13d-1(d)
* The remainder of this cover page shall
be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for
any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of
this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934
(“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions
of the Act (however, see the Notes).
CUSIP NO. 00835P105
|
SCHEDULE 13G
|
1
|
Names of Reporting Persons
Philip R. Harper
|
2
|
Check the Appropriate
Box if a Member of a Group
(a)
☐
(See Instructions)
(b)
☐
|
3
|
SEC Use Only
|
4
|
Citizenship or Place of Organization
United States of America
|
Number of
Shares
|
5
|
Sole Voting Power
4,924,819
|
Beneficially
Owned by
Each
|
6
|
Shared Voting Power
|
Reporting
Person
With
|
7
|
Sole Dispositive Power
4,924,819
|
|
8
|
Shared Dispositive Power
|
9
|
Aggregate Amount Beneficially Owned by Each Reporting
Person
4,924,819
|
10
|
Check Box if the
Aggregate Amount in Row (9) Excludes Certain Shares
☐
(See Instructions)
|
11
|
Percent of Class Represented by Amount in Row
(9)
8.3% (1)
|
12
|
Type of Reporting Person (See Instructions)
IN
|
|
|
|
|
(1) The percentage is based upon 59,332,265
shares of common stock outstanding as of October 26, 2017, as reported by the issuer in its latest Quarterly Report on Form 10-Q,
as filed with the Securities and Exchange Commission on November 2, 2017.
|
Item 1(a).
|
Name of Issuer
:
|
The name of the issuer
is Aevi Genomic Medicine, Inc.
|
Item 1(b).
|
Address of Issuer’s Principal Executive Offices
:
|
435 Devon Park Drive, Suite 715,
Wayne, Pennsylvania 19087.
|
Item 2(a).
|
Name of Person Filing
:
|
Philip R. Harper
|
Item 2(b).
|
Address or Principal Business Office or, if none, Residence
:
|
1850 Rose Cottage Lane, Malvern,
Pennsylvania 19355
Mr. Harper is a citizen of the United
States of America.
|
Item 2(d).
|
Title of Class of Securities
:
|
The class of equity securities to
which this Statement relates is the common stock, $0.0001 par value per share, of Aevi Genomic Medicine, Inc.
|
Item 2(e).
|
CUSIP Number
:
|
The CUSIP number of
the common stock is 00835P105.
|
Item 3.
|
If this Statement is filed pursuant to §§ 240.13d-1(b), or 240.13d-2(b) or (c),
check whether the person filing is a
:
|
|
(a)
|
Broker or dealer registered under Section 15 of the Act.
|
|
(b)
|
Bank, as defined in Section 3(a)(6) of the Act.
|
|
(c)
|
Insurance company, as defined in Section 3(a)(19) of the Act.
|
|
(d)
|
Investment company registered under Section 8 of the Investment Company Act of 1940.
|
|
(e)
|
An investment advisor in accordance with §240.13d-1(b)(1)(ii)(E).
|
|
(f)
|
An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F).
|
|
(g)
|
A parent holding company or control person, in accordance with §240.13d-1(b)(ii)(G).
|
|
(h)
|
A savings association, as defined in Section 3(b) of the Federal Deposit Insurance Act.
|
|
(i)
|
A church plan, that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940.
|
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(j)
|
A non-US institution in accordance with §240.13d-1(b)(1)(ii)(J).
|
|
(k)
|
Group, in accordance with §240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J), please specify the type of institution: _______________
|
|
(a)
|
Amount beneficially owned: The beneficial ownership of Mr. Harper is 4,924,819 shares of common stock.
|
|
(b)
|
Percent of class: 8.3%. The percentage is based upon 59,332,265 shares of common stock outstanding as of October 26, 2017, as reported by the issuer in its latest Quarterly Report on Form 10-Q, as filed with the Securities and Exchange Commission on November 2, 2017.
|
|
(c)
|
Number of shares as to which Mr. Harper has:
|
|
|
(i)
|
Sole power to vote or to direct the vote: See Item 5 of the Cover Page
|
|
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(ii)
|
Shared power to vote or to direct the vote: See Item 6 of the Cover Page
|
|
|
(iii)
|
Sole power to dispose or to direct the disposition of: See Item 7 of the Cover Page
|
|
|
(iv)
|
Shared power to dispose or to direct the disposition of: See Item 8 of the Cover Page
|
|
Item 5.
|
Ownership of Five Percent or Less of a Class
:
|
If
this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial
owner of more than 5 percent of the class of securities, check the following:
[_]
.
|
Item 6.
|
Ownership of More Than Five Percent on Behalf of Another Person
:
|
Not applicable.
|
Item 7.
|
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported
on By the Parent Holding Company or Control Person
:
|
Not applicable.
|
Item 8.
|
Identification and Classification of Members of the Group
:
|
Not applicable.
|
Item 9.
|
Notice of Dissolution of Group
:
|
Not applicable.
|
Item 10.
|
Certifications
:
|
By signing below I certify that,
to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business
and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer
of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that
purpose or effect.
SIGNATURE
After reasonable inquiry
and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: February 6, 2018
|
/s/ Philip R. Harper
|
|
Philip R. Harper
|
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