Statement of Changes in Beneficial Ownership (4)
July 25 2014 - 6:34AM
Edgar (US Regulatory)
FORM 4
[
X
]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
BARCLAYS PLC
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2. Issuer Name
and
Ticker or Trading Symbol
HITTITE MICROWAVE CORP
[
HITT
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
__
X
__ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
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(Last)
(First)
(Middle)
1 CHURCHILL PLACE, CANARY WHARF
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3. Date of Earliest Transaction
(MM/DD/YYYY)
7/3/2014
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(Street)
LONDON, X0 E14 5HP
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock
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7/8/2014
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S
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200
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D
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$77.88
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531654
(1)
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I
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By Palomino Ltd
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Common Stock
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7/8/2014
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S
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200
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D
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$77.88
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531654
(1)
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I
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By Palomino Ltd
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Common Stock
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7/8/2014
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S
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100
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D
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$77.88
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531654
(1)
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I
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By Palomino Ltd
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Common Stock
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7/8/2014
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S
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334
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D
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$77.88
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531654
(1)
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I
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By Palomino Ltd
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Common Stock
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7/8/2014
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S
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66
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D
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$77.88
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531654
(1)
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I
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By Palomino Ltd
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Common Stock
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7/8/2014
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S
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112
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D
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$77.88
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531654
(1)
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I
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By Palomino Ltd
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Common Stock
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7/8/2014
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S
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100
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D
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$77.88
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531654
(1)
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I
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By Palomino Ltd
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Common Stock
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7/8/2014
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S
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88
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D
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$77.88
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531654
(1)
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I
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By Palomino Ltd
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Common Stock
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7/8/2014
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S
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300
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D
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$77.88
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531654
(1)
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I
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By Palomino Ltd
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Common Stock
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7/8/2014
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S
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400
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D
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$77.88
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531654
(1)
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I
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By Palomino Ltd
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Common Stock
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7/8/2014
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S
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100
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D
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$77.88
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531654
(1)
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I
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By Palomino Ltd
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Common Stock
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7/8/2014
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S
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100
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D
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$77.88
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531654
(1)
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I
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By Palomino Ltd
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Common Stock
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7/8/2014
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S
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200
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D
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$77.88
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531654
(1)
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I
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By Palomino Ltd
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Common Stock
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7/8/2014
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S
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300
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D
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$77.88
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531654
(1)
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I
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By Palomino Ltd
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Common Stock
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7/8/2014
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S
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100
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D
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$77.88
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531654
(1)
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I
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By Palomino Ltd
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Common Stock
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7/8/2014
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S
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100
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D
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$77.89
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531654
(1)
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I
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By Palomino Ltd
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Common Stock
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7/8/2014
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S
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100
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D
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$77.89
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531654
(1)
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I
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By Palomino Ltd
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Common Stock
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7/8/2014
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S
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100
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D
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$77.895
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531654
(1)
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I
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By Palomino Ltd
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Common Stock
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7/8/2014
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S
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100
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D
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$77.88
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531654
(1)
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I
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By Palomino Ltd
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Common Stock
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7/8/2014
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S
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100
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D
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$77.88
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531654
(1)
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I
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By Palomino Ltd
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Common Stock
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7/8/2014
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S
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500
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D
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$77.88
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531654
(1)
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I
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By Palomino Ltd
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Common Stock
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7/8/2014
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S
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100
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D
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$77.91
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531654
(1)
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I
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By Barclays Capital Inc.
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Common Stock
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7/8/2014
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S
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200
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D
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$77.91
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531654
(1)
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I
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By Barclays Capital Inc.
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Common Stock
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7/8/2014
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S
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200
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D
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$77.91
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531654
(1)
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I
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By Barclays Capital Inc.
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Common Stock
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7/8/2014
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S
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185
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D
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$77.91
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531654
(1)
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I
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By Barclays Capital Inc.
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Common Stock
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7/8/2014
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S
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100
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D
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$77.89
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531654
(1)
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I
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By Barclays Capital Inc.
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Common Stock
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7/8/2014
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S
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385
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D
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$77.89
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531654
(1)
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I
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By Barclays Capital Inc.
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Common Stock
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7/8/2014
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S
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1
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D
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$77.89
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531654
(1)
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I
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By Barclays Capital Inc.
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Common Stock
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7/8/2014
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P
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6
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A
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$77.89
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531654
(1)
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I
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By Barclays Capital Inc.
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Common Stock
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7/8/2014
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P
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100
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A
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$77.89
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531654
(1)
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I
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By Barclays Capital Inc.
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Explanation of Responses:
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(
1)
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As of July 3, 2014, the Reporting Persons beneficially owned 3,622,094 shares of common stock of Hittite Microwave Corporation. The amount set forth in column 5 represents the Reporting Persons' beneficial ownership of the common stock of the Issuer as of the close of business on July 11, 2014; ownership information after each reported transaction is not reasonably available to the Reporting Persons.
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Remarks:
(a) Name of Person Filing:
(1) Barclays PLC
(2) Barclays Bank PLC (controlled by Barclays PLC)
(3) Barclays Capital Securities Limited(controlled by Barclays Bank Plc)
(4) Barclays Capital Derivative Funding (controlled by Barclays Bank Plc)
(5) Barclays Capital Inc. (Controlled by Barclays PLC)
(6) Palomino Ltd (affiliate of Barclays Bank Plc)
(b) Address of Principal Business Office or, if none, Residence:
(1) Barclays PLC
1 Churchill Place,
London, E14 5HP, England
(2) Barclays Bank PLC
1 Churchill Place,
London, E14 5HP, England
(3) Barclays Capital Securities Limited
5 The North Colonnade
Canary Wharf
London, E14 4BB, England
(4) Barclays Capital Derivative Funding
c/o Corporation Trust Company, Corporation Trust Center
1209 Orange Street
Wilmington, DE 19801
(5) Barclays Capital Inc
745 Seventh Avenue
New York, New York 10019
United States
(6) Palomino Ltd
190 Elgin Avenue
George Town
Grand Cayman
KY1-9005
Cayman Islands
(c) Transaction Code "J" indicates securities transfers in connection with repurchase transactions.
(d) The Reporting Persons have sent the Issuer a check in the amount of profit subject to short-swing recovery as a result of the reported transactions.
(e) As of July 3, 2014, the Reporting Persons beneficially owned 3,622,094 shares of common stock of Hittite Microwave Corporation. The amount set forth in column 5 represents the Reporting Persons' beneficial ownership of the common stock of the Issuer as of the close of business on July 11, 2014; ownership information after each reported transaction is not reasonably available to the Reporting Persons.
(PART 8 OF 20)
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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BARCLAYS PLC
1 CHURCHILL PLACE
CANARY WHARF
LONDON, X0 E14 5HP
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X
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Signatures
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/s/ Dirk Young, Managing Director, Head of Central Compliance
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7/25/2014
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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