- Amended Quarterly Report (10-Q/A)
December 19 2008 - 4:41PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-Q/A
(Amendment No. 1)
|
|
|
þ
|
|
QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE
ACT OF 1934
|
For the quarterly period ended September 30, 2008
OR
|
|
|
o
|
|
TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) FOR THE SECURITIES EXCHANGE
ACT OF 1934
|
For the transition period from
to
Commission File Number 0-24100
HMN FINANCIAL, INC.
(Exact name of Registrant as specified in its Charter)
|
|
|
Delaware
|
|
41-1777397
|
|
|
|
(State or other jurisdiction of incorporation or organization)
|
|
(I.R.S. Employer Identification Number)
|
|
|
|
1016 Civic Center Drive N.W., Rochester, MN
|
|
55901
|
|
|
|
(Address of principal executive offices)
|
|
(ZIP Code)
|
|
|
|
Registrants telephone number, including area code:
|
|
(507) 535-1200
|
|
|
|
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by
Section 13 or 15 (d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for
such shorter period that the registrant was required to file such reports), and (2) has been
subject to such filing requirements for the past 90 days.
Yes
þ
No
o
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer,
a non-accelerated filer, or a smaller reporting company.
See the definitions of large
accelerated filer, accelerated filer and smaller reporting company in Rule 12b-2 of the Exchange Act. (Check one):
|
|
|
|
|
|
|
Large accelerated filer
o
|
|
Accelerated filer
þ
|
|
Non-accelerated filer
o
(Do not check if a smaller reporting company)
|
|
Smaller reporting company
o
|
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act).
Yes
o
No
þ
Indicate the number of shares outstanding of each of the issuers common stock as of the latest
practicable date.
|
|
|
Class
|
|
Outstanding at October 10, 2008
|
|
|
|
Common stock, $0.01 par value
|
|
4,167,630
|
TABLE OF CONTENTS
HMN FINANCIAL, INC.
FORM 10-Q/A
(Amendment No. 1)
Explanatory Note
We are filing this Amendment No. 1 to our Quarterly Report on Form 10-Q for the quarterly period
ended September 30, 2008, which we originally filed with the Securities and Exchange Commission, or
SEC, on November 11, 2008, to include Exhibit 3.2 Amended and Restated By-Laws, which previously
was incorporated by reference. The version of the Amended and Restated By-Laws that previously was
incorporated by reference included typographical errors. No revisions are being made pursuant to
this Form 10-Q/A to our financial statements or any other disclosure contained in the Quarterly
Report on Form 10-Q.
ITEM 6. Exhibits.
Incorporated by reference to the index to exhibits included with this report
immediately following the signature page.
2
SIGNATURES
Pursuant to the requirement of the Securities Exchange Act of 1934, the registrant has duly caused
this report to be signed on its behalf by the undersigned thereunto duly authorized.
|
|
|
|
|
|
HMN FINANCIAL, INC.
Registrant
|
|
Date: December 19, 2008
|
/s/ Michael McNeil
|
|
|
Michael McNeil,
|
|
|
President/Chief Executive Officer
(Principal Executive Officer)
(Duly Authorized Representative)
|
|
|
Date: December 19, 2008
|
/s/ Jon Eberle
|
|
|
Jon Eberle,
|
|
|
Chief Financial Officer
(Principal Financial Officer)
|
|
|
3
HMN FINANCIAL, INC.
INDEX TO EXHIBITS
FOR FORM 10-Q
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Sequential
|
|
|
|
|
|
|
Reference
|
|
Page Numbering
|
Regulation
|
|
|
|
to Prior
|
|
Where Attached
|
S-K
|
|
|
|
Filing or
|
|
Exhibits Are
|
Exhibit
|
|
|
|
Exhibit
|
|
Located in This
|
Number
|
|
Document Attached Hereto
|
|
Number
|
|
Form 10-Q Report
|
|
3.1
|
|
|
Amended and Restated Articles of Incorporation
|
|
|
*1
|
|
|
N/A
|
|
|
|
|
|
|
|
|
|
|
|
|
3.2
|
|
|
Amended and Restated By-laws
|
|
|
3.2
|
|
|
Filed Electronically
|
|
|
|
|
|
|
|
|
|
|
|
|
4
|
|
|
Form of Common Stock Including indentures
|
|
|
*2
|
|
|
N/A
|
|
|
|
|
|
|
|
|
|
|
|
|
31.1
|
|
|
Rule 13a-14(a)/15d-14(a) Certification of CEO
|
|
|
31.1
|
|
|
Filed Electronically
|
|
|
|
|
|
|
|
|
|
|
|
|
31.2
|
|
|
Rule 13a-14(a)/15d-14(a) Certification of CFO
|
|
|
31.2
|
|
|
Filed Electronically
|
|
|
|
|
|
|
|
|
|
|
|
|
32
|
|
|
Section 1350 Certification of CEO and CFO
|
|
|
32
|
|
|
Filed Electronically
|
|
|
|
*1
|
|
Incorporated by reference to Exhibit 3(a) to the Companys Quarterly Report on Form 10-Q for the
period ended March 31, 1998 (File No. 0-24100).
|
|
*2
|
|
Incorporated by reference to the same numbered exhibit to the Companys Registration Statement on
Form S-1 dated April 1, 1994 (File No. 33-77212).
|
4
HMN Financial (NASDAQ:HMNF)
Historical Stock Chart
From Jun 2024 to Jul 2024
HMN Financial (NASDAQ:HMNF)
Historical Stock Chart
From Jul 2023 to Jul 2024