Securities Registration: Employee Benefit Plan (s-8)
June 13 2023 - 5:08PM
Edgar (US Regulatory)
As filed with the Securities and Exchange Commission
on June 13, 2023
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM S-8
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
HALL OF FAME RESORT & ENTERTAINMENT COMPANY
(Exact name of registrant as specified in its charter)
| Delaware |
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84-3235695 |
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(State or other jurisdiction of
incorporation or organization) |
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(IRS Employer
Identification No.) |
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| 2014 Champions Gateway, Canton, Ohio |
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44708 |
| (Address of Principal Executive Offices) |
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(Zip Code) |
Hall of Fame Resort & Entertainment Company
Amended 2020 Omnibus Incentive Plan
(Full title of the plan)
Michael Crawford
Chief Executive Officer
2014 Champions Gateway
Canton, OH 44708
(330) 754-3427
(Name, address, including zip code, and telephone
number, including area code, of agent for service)
With copies to:
J. Steven Patterson, Esq.
Scott D. McKinney, Esq.
Alexander Abramenko, Esq.
Hunton Andrews Kurth LLP
2200 Pennsylvania Ave NW
Washington, DC 20037
(202) 955-1500
Indicate by check mark whether the registrant
is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or an emerging growth company.
See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company”
and “emerging growth company” in Rule 12b-2 of the Exchange Act.
| Large accelerated filer ☐ |
Accelerated filer ☐ |
| Non-accelerated filer ☒ |
Smaller reporting company ☒ |
| |
Emerging growth company ☒ |
If an emerging growth company, indicate by check
mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting
standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐
EXPLANATORY NOTE
Hall of Fame Resort &
Entertainment Company (the “Company”) has prepared this Registration Statement on Form S-8 in accordance with General Instruction
E to register an additional 275,000 shares of the Company’s common stock, par value $0.0001 per share (the “Common Stock”),
for issuance under the Hall of Fame Resort & Entertainment Company Amended 2020 Omnibus Incentive Plan (the “Plan”). This
Registration Statement incorporates by reference the contents of the Company’s registration statements on Form S-8 filed with the
Commission on September 16, 2020 (Registration No. 333-248851) and August 31, 2021 (Registration No. 333-259202), which were previously
filed with respect to the Plan, except to the extent supplemented, superseded or modified by the specific information set forth below
and/or the specific exhibits attached hereto.
PART I
INFORMATION REQUIRED IN THE SECTION 10(a) PROSPECTUS
Item 1. Plan Information.*
The
documents containing the information specified in this Part I will be delivered as required by Rule 428(b)(1). Such documents are not
required to be filed with the Securities and Exchange Commission (the “Commission”) as part of this Registration Statement.
Item 2. Registrant Information and Employee Plan Annual Information.*
| * | As permitted by Rule 428 under the Securities Act this Registration Statement omits the information specified in Part I of Form S-8.
The documents containing the information specified in Part I of Form S-8 will be sent or given to employees as specified by Rule 428(b)(1)
of the Securities Act. These documents need not be filed with the Commission either as part of this Registration Statement or as prospectuses
or prospectus supplements pursuant to Rule 424 under the Securities Act. These documents and the documents incorporated by reference in
this Registration Statement pursuant to Item 3 of Part II of this Registration Statement, taken together, constitute a prospectus that
meets the requirements of Section 10(a) of the Securities Act. |
PART II
INFORMATION REQUIRED IN THE REGISTRATION STATEMENT
Item 3. Incorporation of Documents by Reference.
The following documents filed
by the Company with the Commission pursuant to the Securities Act of 1933, as amended (the “Securities Act”), and the Securities
Exchange Act of 1934, as amended (the “Exchange Act”) are incorporated herein by reference and made a part hereof:
(a) The Company’s Annual
Report on Form 10-K for the year ended December 31, 2022, filed with the Commission on March 27, 2023 (File No. 001-38363);
(b) The Company’s Quarterly
Report on Form 10-Q for the quarter ended March 31, 2023, filed with the Commission on May 15, 2023 (File No. 001-38363);
(c) The Company’s Current
Reports on Form 8-K, filed with the Commission on January 13, 2023, January 27, 2023, February 8, 2023, March 22, 2023, March 28, 2023,
April 7, 2023, April 20, 2023, May 8, 2023, May 16, 2023 and June 12, 2023 (in each case, excluding those portions furnished pursuant
to Item 2.02 and Item 7.01, if applicable) (File No. 001-38363); and
(d) The description of our
Common Stock contained in our Current Report on Form 8-K, filed with the Commission on July 8, 2020 (File No. 001-38363), as updated by
the description of our Common Stock contained in Exhibit 4.14 to Form 10-K for the year ended December 31, 2022, filed with the Commission
on March 27, 2023 (File No. 001-38363), including any amendments or reports filed for the purpose of updating such description.
All reports and other documents
that we file in accordance with Sections 13(a), 13(c), 14 and 15(d) of the Exchange Act after the date of this Registration Statement
and prior to the filing of a post-effective amendment to this Registration Statement that indicates that all securities offered by this
Registration Statement have been sold or that deregisters all securities covered hereby then remaining unsold, shall be deemed to be incorporated
by reference into this Registration Statement and to be a part hereof from the date of filing of such documents. If any document that
we file changes anything stated in this Registration Statement or in an earlier document that is incorporated into this Registration Statement,
the later document will modify or supersede what is stated in this Registration Statement or the earlier document. Unless expressly incorporated
by reference into this Registration Statement, nothing in this Item 3 shall be deemed to incorporate information furnished by us on Form
8-K (pursuant to the requirements of Regulation FD or otherwise) that, pursuant to and in accordance with the rules and regulations of
the Commission, is not deemed “filed” for purposes of the Exchange Act.
Item 4. Description of Securities
Not applicable.
Item 5. Interests of Named Experts and Counsel
Not applicable.
Item 6. Indemnification of Officers and Directors
Section 145 of the Delaware
General Corporation Law (the “DGCL”) provides that a corporation may indemnify directors and officers as well as other employees
and individuals against expenses (including attorneys’ fees), judgments, fines and amounts paid in settlement actually and reasonably
incurred by such person in connection with any threatened, pending or completed actions, suits or proceedings in which such person is
made a party by reason of such person being or having been a director, officer, employee or agent of the registrant. The DGCL provides
that Section 145 is not exclusive of other rights to which those seeking indemnification may be entitled under any bylaws, agreement,
vote of stockholders or disinterested directors or otherwise. Our Certificate of Incorporation provides for indemnification by us of our
directors and officers to the fullest extent permitted by the DGCL.
Section 102(b)(7) of the DGCL
permits a corporation to provide in its Certificate of Incorporation that a director of the corporation shall not be personally liable
to the corporation or its stockholders for monetary damages for breach of fiduciary duty as a director, except for liability (1) for any
breach of the director’s duty of loyalty to the corporation or its stockholders, (2) for acts or omissions not in good faith or
which involve intentional misconduct or a knowing violation of law, (3) for unlawful payments of dividends or unlawful stock repurchases,
redemptions or other distributions or (4) for any transaction from which the director derived an improper personal benefit. Our Certificate
of Incorporation provides for such limitation of liability to the fullest extent permitted by the DGCL.
We maintain standard policies
of insurance under which coverage is provided (1) to our directors and officers against loss arising from claims made by reason of breach
of duty or other wrongful act, while acting in their capacity as our directors and officers, and (2) to us with respect to payments which
may be made by us to such officers and directors pursuant to any indemnification provision contained in our Certificate of Incorporation
and Bylaws or otherwise as a matter of law.
Item 7. Exemption from Registration Claimed
Not applicable
Item 8. Exhibits
Item 9. Undertakings
(a) The undersigned registrant hereby undertakes:
(1) To file, during
any period in which offers or sales are being made, a post-effective amendment to this registration statement:
(i) to include any
prospectus required by Section 10(a)(3) of the Securities Act;
(ii) to reflect in
the prospectus any facts or events arising after the effective date of the registration statement (or the most recent post-effective amendment
thereof) which, individually or in the aggregate, represent a fundamental change in the information set forth in the registration statement.
Notwithstanding the foregoing, any increase or decrease in volume of securities offered (if the total dollar value of securities offered
would not exceed that which was registered) and any deviation from the low or high end of the estimated maximum offering range may be
reflected in the form of prospectus filed with the Securities and Exchange Commission (the “Commission”) pursuant to Rule
424(b) if, in the aggregate, the changes in volume and price represent no more than 20 percent change in the maximum aggregate offering
price set forth in the “Calculation of Registration Fee” table in the effective registration statement; and
(iii) to include any
material information with respect to the plan of distribution not previously disclosed in the registration statement or any material change
to such information in the registration statement;
provided, however, that: Paragraphs
(a)(1)(i) and (a)(1)(ii) of this section do not apply if the information required to be included in a post-effective amendment by those
paragraphs is contained in reports filed with or furnished to the Commission by the registrant pursuant to Section 13 or Section 15(d)
of the Exchange Act that are incorporated by reference in the registration statement.
(2) That, for the
purpose of determining any liability under the Securities Act, each such post-effective amendment shall be deemed to be a new registration
statement relating to the securities offered therein, and the offering of such securities at that time shall be deemed to be the initial
bona fide offering thereof.
(3) To remove from
registration by means of a post-effective amendment any of the securities being registered which remain unsold at the termination of the
offering.
(b) The undersigned registrant
hereby undertakes that, for purposes of determining any liability under the Securities Act, each filing of the registrant’s annual
report pursuant to Section 13(a) or Section 15(d) of the Exchange Act (and, where applicable, each filing of an employee benefit plan’s
annual report pursuant to Section 15(d) of the Exchange Act) that is incorporated by reference in the registration statement shall be
deemed to be a new registration statement relating to the securities offered therein, and the offering of such securities at that time
shall be deemed to be the initial bona fide offering thereof.
(c) Insofar as indemnification
for liabilities arising under the Securities Act may be permitted to directors, officers and controlling persons of the registrant pursuant
to the foregoing provisions, or otherwise, the registrant has been advised that in the opinion of the Commission such indemnification
is against public policy as expressed in the Securities Act and is, therefore, unenforceable. In the event that a claim for indemnification
against such liabilities (other than the payment by the registrant of expenses incurred or paid by a director, officer or controlling
person of the registrant in the successful defense of any action, suit or proceeding) is asserted by such director, officer or controlling
person in connection with the securities being registered, the registrant will, unless in the opinion of its counsel the matter has been
settled by controlling precedent, submit to a court of appropriate jurisdiction the question whether such indemnification by it is against
public policy as expressed in the Securities Act and will be governed by the final adjudication of such issue.
SIGNATURES
Pursuant to the requirements
of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements
for filing on Form S-8 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized,
in the City of Canton, State of Ohio, on June 13, 2023.
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HALL OF FAME RESORT & ENTERTAINMENT COMPANY |
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By: |
/s/ Michael Crawford |
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Name: |
Michael Crawford |
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Title: |
Chief Executive Officer |
POWER
OF ATTORNEY
Each of the undersigned, whose
signature appears below, hereby constitutes and appoints Michael Crawford, Benjamin Lee and Tara Charnes, and each of them, his or her
true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution, for him or her and in his or her name,
place and stead, in any and all capacities, to sign any or all amendments to this registration statement and to file the same with all
exhibits thereto and other documents in connection therewith, with the Securities and Exchange Commission, granting unto said attorneys-in-fact
and agents full power and authority to do and perform each and every act and thing necessary or appropriate to be done with respect to
this registration statement or any amendments hereto in the premises, as fully to all intents and purposes as he or she might or could
do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, or any of them, or his or their substitute or
substitutes, may lawfully do or cause to be done by virtue thereof.
Pursuant to the requirements
of the Securities Act of 1933, this registration statement has been signed by the following persons in the capacities and on the date
indicated.
| Signature |
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Title |
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Date |
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| /s/ Michael Crawford |
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Chief Executive Officer and Chairman |
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June 13, 2023 |
| Michael Crawford |
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(Principal Executive Officer) |
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| /s/ Benjamin Lee |
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Chief Financial Officer |
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June 13, 2023 |
| Benjamin Lee |
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(Principal Financial and Accounting Officer) |
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| /s/ Marcus LaMarr Allen |
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Director |
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June 13, 2023 |
| Marcus LaMarr Allen |
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Director |
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June 13, 2023 |
| Jerome Bettis |
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| /s/ Anthony J. Buzzelli |
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Director |
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June 13, 2023 |
| Anthony J. Buzzelli |
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| /s/ David Denis |
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Director |
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June 13, 2023 |
| David Dennis |
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| /s/ James J. Dolan |
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Director |
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June 13, 2023 |
| James J. Dolan |
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| /s/ Karl L. Holz |
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Director |
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June 13, 2023 |
| Karl L. Holz |
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| /s/ Stuart Lichter |
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Director |
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June 13, 2023 |
| Stuart Lichter |
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| /s/ Mary Owen |
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Director |
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June 13, 2023 |
| Mary Owen |
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| /s/ Kimberly K. Schaefer |
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Director |
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June 13, 2023 |
| Kimberly K. Schaefer |
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