Statement of Changes in Beneficial Ownership (4)
March 31 2023 - 6:29PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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New Emerging Markets Horizon |
2. Issuer Name and Ticker or Trading Symbol
Emerging Markets Horizon Corp.
[
HORIU
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director __X__ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
BERKELEY SQUARE HOUSE, 8TH FLOOR |
3. Date of Earliest Transaction
(MM/DD/YYYY)
3/27/2023 |
(Street)
LONDON, X0 W1J 6DB |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
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X
_ Form filed by More than One Reporting Person
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(City)
(State)
(Zip)
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Rule 10b5-1(c) Transaction Indication
☐
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to
satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Class B ordinary shares | (1) | 3/27/2023 | | J | | | 7112500 | (1) | (1) | Class A ordinary shares | 7112500 | $0 | 0 | D (2) | |
Explanation of Responses: |
(1) | On March 7, 2023, the Issuer announced that it will not consummate an initial business combination within the time period required. In connection with the winding up of the Issuer, the Class B ordinary shares, par value $0.0001, held by the Reporting Persons were canceled on March 27, 2023. |
(2) | New Emerging Markets Horizon (the "Sponsor") was the record holder of such Class B ordinary shares. FPP Capital Advisers is the sole managing member of the Sponsor and had sole voting and dispositive control over the Class B ordinary shares held of record by the Sponsor. Therefore FPP Capital Advisers may also have been deemed to be the beneficial owner of such shares. FPP Capital Advisers disclaims any beneficial ownership of the securities held by the Sponsor, other than to the extent of any pecuniary interest it may have therein, directly or indirectly. |
Remarks: After giving effect to the Issuer's delisting and deregistration, the Reporting Persons are no longer subject to Section 16 reporting obligations. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
New Emerging Markets Horizon BERKELEY SQUARE HOUSE, 8TH FLOOR LONDON, X0 W1J 6DB |
| X |
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FPP Capital Advisers BERKELEY SQUARE HOUSE, 8TH FLOOR LONDON, X0 W1J 6DB |
| X |
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Signatures
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New Emerging Markets Horizon: /s/ Jonathan Neill, Authorized Signatory | | 3/31/2023 |
**Signature of Reporting Person | Date |
FPP Capital Advisers: /s/ Jonathan Neill, Authorized Signatory | | 3/31/2023 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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