UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D. C. 20549

 

FORM 25

 

NOTIFICATION OF REMOVAL FROM LISTING AND/OR

REGISTRATION UNDER SECTION 12(b) OF THE

SECURITIES EXCHANGE ACT OF 1934.

 

Commission File Number: 001-35994

 

Heat Biologics, Inc., Nasdaq Capital Market

(Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or registered)

 

627 Davis Drive, Suite 400, Morrisville, North Carolina 27560

(Address, including zip code, and telephone number, including area code, of Issuer’s principal executive offices)

 

Common Stock, par value $0.0002 per share, and Common Stock Purchase Rights

(Description of class of securities)

 

Please place an X in the box to designate the rule provision relied upon to strike the class of securities from listing and registration:

 

☐  17 CFR 240.12d2-2(a)(1)
   
☐ 17 CFR 240.12d2-2(a)(2)
   
☐ 17 CFR 240.12d2-2(a)(3)
   
☐ 17 CFR 240.12d2-2(a)(4)

 

☐ Pursuant to 17 CFR 240.12d2-2(b), the Exchange has complied with its rules to strike the class of securities from listing and/or withdraw registration on the Exchange.1

 

☒ Pursuant to 17 CFR 240.12d2-2(c), the Issuer has complied with the rules of the Exchange and the requirements of 17 CFR 240.12d2-2(c) governing the voluntary withdrawal of the class of securities from listing and registration on the Exchange.

 

Pursuant to the requirements of the Securities Exchange Act of 1934, Heat Biologics, Inc., a Delaware corporation, certifies that it has reasonable grounds to believe that it meets all of the requirements for filing the Form 25 and has caused this notification to be signed on its behalf by the undersigned duly authorized person.

 

Date: February 11, 2022   By /s/ Jeffrey Wolf
      Name: Jeffrey Wolf
      Title: Chairman, President and Chief Executive Officer
           

 

 

1 Form 25 and attached Notice will be considered compliance with the provisions of 17 CFR 240.19d-1 as applicable. See General Instructions.

 

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