UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
 
 
 
FORM 8-K
 
 
 
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
 
Date of Report (Date of earliest event reported): May 9, 2019
 
 
 
Hawthorn Bancshares, Inc.
(Exact Name of Registrant as Specified in Charter)
 
 
 
Missouri
0-23636
43-1626350
(State or Other Jurisdiction
of Incorporation)
 
(Commission
File Number)
 
(IRS Employer
Identification No.)
 
 
132 East High Street, PO Box 688, Jefferson City, Missouri 65102
(Address of Principal Executive Offices)
 
573-761-6100
(Registrant’s telephone number, including area code)
   
 
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions ( see General Instruction A.2. below):
 
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)
 
 
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).   ☐
 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.   ☐  
 
Securities registered pursuant to Section 12(g) of the Act:
 
Title of each class
Trading Symbol(s)
Name of each exchange on which registered
Common Stock, $1.00 par value
HWBK
The Nasdaq Stock Market LLC
 
 
 
 
 
 
 
Item 2.02 Results of Operations and Financial Condition.
 
On May 9, 2019, Hawthorn Bancshares Announces Increased Cash Dividend and Stock Dividend.
 
Item 9.01 Financial Statements and Exhibits.
 
The full text of the press release is furnished as an exhibit to this report on Form 8-K.
 
 
 
Exhibit Index
Exhibit No.Description    
 
 

 
 
 
 
SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
Dated: May 9, 2019
 
 
 
Hawthorn Bancshares, Inc.
 
By: /s/ David T. Turner                    
     Name: David T. Turner
    Title: Chairman, CEO & President
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 

 
 
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