- Initial Statement of Beneficial Ownership (3)
October 25 2010 - 4:34PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Bolte David Albert
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2. Date of Event Requiring Statement (MM/DD/YYYY)
9/30/2010
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3. Issuer Name
and
Ticker or Trading Symbol
INTERNATIONAL ASSETS HOLDING CORP [IAAC]
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(Last)
(First)
(Middle)
2829 WESTOWN PARKWAY, SUITE 100
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
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X
___ Officer (give title below)
_____ Other (specify below)
Secretary /
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(Street)
WEST DES MOINES, IA 50266
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Common Stock
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523
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D
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Common Stock
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6171
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I
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ESOP
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Common Stock
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150
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I
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By spouse
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Stock Options
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9/30/2009
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6/13/2016
(1)
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Common Stock
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1032
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$18.64
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D
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Stock Options
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12/22/2010
(2)
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12/22/2013
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Common Stock
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1000
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$15.18
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D
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Explanation of Responses:
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(
1)
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Replacement options granted upon the merger of FCStone Group, Inc. and International Assets pursuant to the merger agreement.
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(
2)
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Commencing on 12/22/10 the Optionee shall be entitled to exercise 334 shares of the Option. Commencing on 12/22/11 the Optionee shall be entitled to exercise an additional 333 shares of the Option. Commencing on 12/22/12 the Optionee shall be entitled to exercise the remaining 333 shares of the Option.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Bolte David Albert
2829 WESTOWN PARKWAY
SUITE 100
WEST DES MOINES, IA 50266
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Secretary
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Signatures
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David A. Bolte
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10/25/2010
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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