- Current report filing (8-K)
January 28 2009 - 2:59PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
____________________
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of
Report (Date of earliest event reported): January 28,
2009
____________________
ICO,
INC.
(Exact
name of registrant as specified in its charter)
|
Texas
(State
or other jurisdiction
of
incorporation)
|
0-10068
(Commission
File
Number)
|
76-0566682
(I.R.S.
Employer
Identification
No.)
|
1811
Bering Drive, Suite 200
Houston,
Texas 77057
(Address
of principal executive offices and zip code)
(713)
351-4100
(Registrant’s
telephone number, including area code)
Check the
appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following
provisions (see General Instruction A.2. below):
¨
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
¨
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
¨
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
¨
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
Item
7.01 Regulation FD Disclosure.
On
January 28, 2009, ICO, Inc.’s annual report to shareholders, including
the letter attached hereto as Exhibit 10.1, became available for mailing to
shareholders.
Certain matters discussed in the letter
to shareholders are “forward-looking statements,” involving certain risks,
uncertainties, and assumptions, intended to qualify for the safe harbors from
liability established by the Private Securities Litigation Reform Act of 1995.
The Company’s statements regarding trends in the marketplace and potential
future results are examples of such forward-looking statements. The
forward-looking statements include, but are not limited to: restrictions imposed
by the Company’s outstanding indebtedness; changes in the cost and availability
of resins (polymers) and other raw materials; demand for the Company's services
and products; business cycles and other industry conditions; international
risks; operational risks; currency translation risks; the Company’s lack of
asset diversification; the Company’s ability to manage inventories, develop
technology and proprietary know-how, and attract and retain key personnel; as
well as other factors detailed in the Company's form 10-K for the fiscal year
ended September 30, 2008 and its other filings with the Securities and Exchange
Commission. Should one or more of these risks or uncertainties materialize, or
should underlying assumptions prove incorrect, actual results may vary
materially from those indicated. Any forward-looking statements are
made only as of the date of this report, and the Company undertakes no
obligation to publically update any such forward-looking statements to reflect
subsequent events or circumstances.
As
provided in General Instruction B.2 to Form 8-K, the information contained in
Item 7.01 and Exhibit 10.1 of this Current Report on Form 8-K is being furnished
to the Securities and Exchange Commission and shall not be deemed to be “filed”
for purposes of Section 18 of the Securities Exchange Act of 1934, as amended
(the “Exchange Act”), or otherwise subject to the liabilities of that section,
nor shall it be deemed incorporated by reference into a filing under the
Securities Act of 1933, as amended, or the Exchange Act, except as shall be
expressly set forth by specific reference in such a filing.
Item
9.01 Financial
Statements and Exhibits.
|
|
(d) Exhibits
|
|
|
Exhibit
|
Description
|
|
|
10.1
|
Letter
to Shareholders
|
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the Registrant has
duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
|
|
ICO,
INC.
|
|
|
|
|
|
Date: January
28, 2009
|
By:
|
/s/
Bradley T. Leuschner
|
|
|
Name:
|
Bradley
T. Leuschner
|
|
|
Title:
|
Chief
Financial Officer and Treasurer
|
|
|
|
|
|
|
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