Amended Statement of Ownership (sc 13g/a)
February 16 2021 - 10:01AM
Edgar (US Regulatory)
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
SCHEDULE
13G/A
(RULE
13d - 102)
INFORMATION
TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2
(Amendment
No. 7)*
Adesto
Technologies Corp.
(Name
of Issuer)
Common
Stock, par value $0.0001 per share
(Title
of Class of Securities)
00687D101
(CUSIP
Number)
December 31,
2020
(Date
of Event which Requires Filing of this Statement)
Check
the appropriate box to designate the rule pursuant to which this Schedule is filed:
*The
remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the
subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in
a prior cover page.
The
information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18
of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but
shall be subject to all other provisions of the Act (however, see the Notes).
(Page 1
of 5 Pages)
Page 2
of 5
CUSIP
No. 00687D101
1
|
NAME OF REPORTING PERSON
Gilder, Gagnon, Howe & Co. LLC
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ¨
(b) ¨
|
3
|
SEC USE ONLY
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
New York
|
|
|
|
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
|
5
|
SOLE VOTING POWER
0
|
6
|
SHARED VOTING POWER
0
|
7
|
SOLE DISPOSITIVE POWER
0
|
8
|
SHARED DISPOSITIVE POWER
0
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
|
10
|
CHECK
IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ¨
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0%
|
12
|
TYPE OF REPORTING PERSON
BD
|
|
|
|
|
Page 3
of 5
|
ITEM
1(a).
|
Name
of Issuer:
|
Adesto
Technologies Corporation
|
Item
1(b).
|
Address
of Issuer's Principal Executive Offices:
|
1250
Borregas Avenue
Sunnyvale,
CA 94089
|
Item
2(a).
|
Name
of Persons Filing:
|
Gilder,
Gagnon, Howe & Co. LLC
|
Item
2(b).
|
Address
of Principal Business Office or, if None, Residence:
|
475
10th Avenue
New
York, NY 10018
New
York
|
Item
2(d).
|
Title
of Class of Securities
|
Common
Stock
00687D101
|
ITEM
3.
|
IF
THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(b), OR 13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A:
|
|
(a)
|
x Broker
or dealer registered under Section 15 of the Act (15 U.S.C. 78o).
|
|
(b)
|
¨ Bank
as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c).
|
|
(c)
|
¨ Insurance
company defined in Section 3(a)(19) of the Act (15 U.S.C. 78c).
|
|
(d)
|
¨ Investment
company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C 80a–8).
|
|
(e)
|
¨ An
investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E).
|
|
(f)
|
¨ An
employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F).
|
|
(g)
|
¨ A
parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G).
|
|
(h)
|
¨ A
savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813).
|
|
(i)
|
¨ A
church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company
Act of 1940 (15 U.S.C. 80a–3);
|
|
(j)
|
¨ A
non-U.S. institution in accordance with §240.13d–1(b)(1)(ii)(J)
|
|
(k)
|
¨ Group,
in accordance with Rule 13d-1(b)(1)(ii)(K).
|
Page 4
of 5
Provide
the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in
Item 1.
(a) Amount
beneficially owned: 0
(b) Percent
of class: 0%
(c) Number
of shares of Common Stock as to which such person has:
|
(i)
|
Sole
power to vote or direct the vote: 0
|
|
(ii)
|
Shared
power to vote or direct the vote: 0
|
|
(iii)
|
Sole
power to dispose or direct the disposition: 0
|
|
(iv)
|
Shared
power to dispose or direct the disposition: 0
|
|
Item
5.
|
Ownership
of Five Percent or Less of a Class.
|
If
this statement is being filed to report the fact that as of the date hereof the Reporting Persons have ceased to be the beneficial
owner of more than five percent of the class of securities, check the following x.
|
Item
6.
|
Ownership
of More than Five Percent on Behalf of Another Person.
|
Not
applicable.
|
Item
7.
|
Identification
and Classification of the Subsidiary Which Acquired the Security Being Reported on by
the Parent Holding Company.
|
Not
applicable.
|
Item
8.
|
Identification
and Classification of Members of the Group.
|
Not
applicable.
|
Item
9.
|
Notice
of Dissolution of Group.
|
Not
applicable.
By
signing below the undersigned certifies that, to the best of its knowledge and belief, the securities referred to above were acquired
and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of
changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with
or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination
under §240.14a–11.
Page 5
of 5
SIGNATURES
After
reasonable inquiry and to the best of the undersigned’s knowledge and belief, the undersigned certifies that the information
set forth in this statement is true, complete and correct.
Dated:
February 16, 2021
|
GILDER, GAGNON, HOWE & CO. LLC
|
|
|
|
|
|
By:
|
/s/ Laura Esposito
|
|
Name:
|
Laura Esposito
|
|
Title:
|
Chief Compliance Officer
|
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