Post-effective Amendment to a Previously Filed F-6. (f-6 Pos)
January 04 2023 - 4:14PM
Edgar (US Regulatory)
As
filed with the Securities and Exchange Commission on January 4, 2023
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Registration No. 333 - 233151
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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
POST-EFFECTIVE AMENDMENT NO. 1 TO FORM F-6
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933 FOR AMERICAN DEPOSITARY
SHARES EVIDENCED BY
AMERICAN DEPOSITARY RECEIPTS
9F INC.
(Exact name of issuer of deposited securities as
specified in its charter)
N/A
(Translation of issuer’s name into English)
Cayman Islands
(Jurisdiction of incorporation or organization
of issuer)
CITIBANK, N.A.
(Exact name of depositary as specified in its charter)
388 Greenwich Street
New York, New York 10013
(877) 248 - 4237
(Address, including zip code, and telephone number,
including area code, of depositary’s principal executive offices)
Cogency Global Inc.
122 East 42nd Street, 18th Floor
New York, N.Y. 10168
+1 (800) 221-0102
(Address, including zip code, and telephone number,
including area code, of agent for service)
Copies to:
Haiping Li, Esq.
Skadden, Arps, Slate, Meagher & Flom LLP
JingAn Kerry Centre, Tower II
46th Floor
1539 Nanjing West Road
Shanghai, the People's Republic of China
+86 21 6193-8200 |
Herman H. Raspé, Esq.
Patterson Belknap Webb & Tyler LLP
1133 Avenue of the Americas
New York, New York 10036
(212) 336-2301 |
It is proposed
that this filing become effective under Rule 466: |
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immediately upon filing. |
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on (Date) at (Time).
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If a separate registration
statement has been filed to register the deposited shares, check the following box: ☐
The Registrant hereby amends this Post-Effective Amendment
No. 1 to Registration Statement on such date or dates as may be necessary to delay its effective date until the Registrant shall file
a further amendment which specifically states that this Post-Effective Amendment No. 1 to Registration Statement shall thereafter become
effective in accordance with Section 8(a) of the Securities Act of 1933, or until this Post-Effective Amendment No. 1 to Registration
Statement shall become effective on such date as the Commission, acting pursuant to said Section 8(a), may determine.
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This Post-Effective Amendment No. 1 to Registration
Statement on Form F-6 may be executed in any number of counterparts, each of which shall be deemed an original, and all of such counterparts
together shall constitute one and the same instrument.
PART I
INFORMATION REQUIRED IN PROSPECTUS
Cross Reference Sheet
| Item 1. | DESCRIPTION
OF SECURITIES TO BE REGISTERED |
Item
Number and Caption
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Location in Form of American
Depositary Receipt (“Receipt”)
Filed Herewith as Prospectus |
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1. |
Name of Depositary and address of its principal executive office |
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Face of Receipt - Introductory Article. |
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2. |
Title of Receipts and identity of deposited securities |
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Face of Receipt - Top Center. |
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Terms of Deposit: |
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(i) |
The amount of deposited securities represented by one American Depositary Share (“ADSs”) |
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Face of Receipt - Upper right corner. |
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(ii) |
The procedure for voting, if any, the deposited securities |
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Reverse of Receipt - Paragraphs (17)
and (18). |
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(iii) |
The collection and distribution of dividends |
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Reverse of Receipt - Paragraph (15). |
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(iv) |
The transmission of notices, reports and proxy soliciting material |
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Face of Receipt - Paragraph (14);
Reverse of Receipt - Paragraph (18). |
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(v) |
The sale or exercise of rights |
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Reverse of Receipt – Paragraphs (15) and (17). |
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(vi) |
The deposit or sale of securities resulting from dividends, splits or plans of reorganization |
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Face of Receipt - Paragraphs (3) and (6);
Reverse of Receipt - Paragraphs (15) and (17). |
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(vii) |
Amendment, extension or termination of the deposit agreement |
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Reverse of Receipt - Paragraphs (23) and (24) (no provision for extensions). |
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(viii) |
Rights of holders of Receipts to inspect the transfer books of the Depositary and the list of holders of ADSs |
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Face of Receipt - Paragraph (14). |
Item
Number and Caption
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Location in Form of American
Depositary Receipt (“Receipt”)
Filed Herewith as Prospectus
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(ix) |
Restrictions upon the right to deposit or withdraw the underlying securities |
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Face of Receipt – Paragraphs (2), (3), (4), (6), (7), (9) and (10). |
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(x) |
Limitation upon the liability of the Depositary |
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Face of Receipt - Paragraph (8);
Reverse of Receipt - Paragraphs (20) and (21). |
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(xi) |
Fees and charges which may be imposed directly or indirectly on holders of ADSs |
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Face of Receipt - Paragraph (11). |
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Item 2. |
AVAILABLE INFORMATION |
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Face of Receipt - Paragraph (14). |
9F Inc. is subject to the periodic reporting requirements
of the United States Securities Exchange Act of 1934, as amended, and, accordingly, is required to file or submit certain reports with,
and submits certain reports to, the United States Securities and Exchange Commission (the “Commission”). These reports
can be retrieved from the Commission’s internet website (www.sec.gov), and can be inspected and copied at the public reference facilities
maintained by the Commission at 100 F Street, N.E., Washington D.C. 20549.
PROSPECTUS
The Prospectus consists of the proposed form of American Depositary
Receipt included as Exhibit A to the Form of Amendment No. 1 to Deposit Agreement filed as Exhibit (a)(i) to this Post-Effective Amendment
No. 1 to Registration Statement on Form F-6 and is incorporated herein by reference.
PART II
INFORMATION NOT REQUIRED IN PROSPECTUS
(a)(i) Form of Amendment No. 1 to Deposit
Agreement, by and among 9F Inc., (the “Company”), Citibank, N.A., as depositary (the “Depositary”), and all Holders
and Beneficial Owners of American Depositary Shares issued thereunder. ___ Filed herewith as Exhibit (a)(i).
(a)(ii) Deposit Agreement, dated as of August 19, 2019,
by and among the Company, the Depositary, and all Holders and Beneficial Owners of American Depositary Shares issued thereunder. ___
Filed herewith as Exhibit (a)(ii).
(b) Any
other agreement to which the Depositary is a party relating to the issuance of the American Depositary Shares registered hereunder or
the custody of the deposited securities represented thereby. ___ None.
(c) Every
material contract relating to the deposited securities between the Depositary and the issuer of the deposited securities in effect at
any time within the last three years. ___ None.
(d) Opinion
of counsel for the Depositary as to the legality of the securities to be registered. ___ previously filed.
(e) Certificate
under Rule 466. ___ None.
(f) Powers
of Attorney for certain officers and directors and the authorized representative of the Company. ___ Set forth on the signature
pages hereto.
| (a) | The Depositary undertakes to make available at the principal office of the Depositary in the United States, for inspection by holders
of ADSs, any reports and communications received from the issuer of the deposited securities which are both (1) received by the Depositary
as the holder of the deposited securities, and (2) made generally available to the holders of the underlying securities by the issuer. |
| (b) | If the amount of fees charged is not disclosed in the prospectus, the Depositary undertakes to prepare a separate document stating
the amount of any fee charged and describing the service for which it is charged and to deliver promptly a copy of such fee schedule without
charge to anyone upon request. The Depositary undertakes to notify each registered holder of an ADS thirty (30) days before any change
in the fee schedule. |
SIGNATURES
Pursuant to the requirements of the Securities
Act of 1933, as amended, Citibank, N.A., acting solely on behalf of the legal entity created by the Deposit Agreement, dated as of August
19, 2019, as amended, by and among 9F Inc., Citibank, N.A., as depositary, and all Holders and Beneficial Owners from time to time of
American Depositary Shares issued thereunder, certifies that it has reasonable grounds to believe that all the requirements for filing
on Form F-6 are met and has duly caused this Post-Effective Amendment No. 1 to Registration Statement on Form F-6 to be signed on its
behalf by the undersigned, thereunto duly authorized, in the City of New York, State of New York, on the 4th day of January, 2023.
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Legal entity created by the Deposit Agreement, as amended,
under which the American Depositary Shares registered hereunder are to be issued.
CITIBANK, N.A., solely in its capacity as Depositary
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By: |
/s/ Joseph Connor |
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Name: Joseph Connor |
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Title: Attorney-in-Fact |
SIGNATURES
Pursuant to the requirements of the Securities
Act of 1933, as amended, 9F Inc. certifies that it has reasonable grounds to believe that all the requirements for filing on Form F-6
are met and has duly caused this Post-Effective Amendment No. 1 to Registration Statement on Form F-6 to be signed on its behalf by the
undersigned thereunto duly authorized, in Beijing, China, on January 4, 2023.
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9F INC. |
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By: |
/s/ Lei Liu |
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Name: Lei Liu |
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Title: Chief Executive Officer |
POWERS OF ATTORNEY
KNOW ALL PERSONS BY THESE PRESENTS, that
each person whose signature appears below constitutes and appoints each of Lei Liu and Li Zhang to
act as his/her true and lawful attorney-in-fact and agent, with full power of substitution, for him/her and in his/her name, place and
stead, in any and all such capacities, to sign any and all amendments, including post-effective amendments, and supplements to this Registration
Statement, and to file the same, with all exhibits thereto and other documents in connection therewith, with the United States Securities
and Exchange Commission, granting unto said attorney-in-fact and agent full power and authority to do and perform each and every act and
thing requisite and necessary to be done in and about the premises, as fully to all intents and purposes as s/he might or could do in
person, hereby ratifying and confirming all that said attorney-in-fact and agent, or his/her substitute or substitutes, may lawfully do
or cause to be done by virtue hereof.
Pursuant to the requirements of the Securities
Act of 1933, as amended, this Post-Effective Amendment No. 1 to Registration Statement on Form F-6 has been signed by the following persons
in the following capacities on January 4, 2023.
Signature |
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Title |
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/s/ Lei Sun
Lei Sun |
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Chairman of the Board of Directors
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/s/ Yifan Ren
Yifan Ren |
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Vice Chairman of the Board of the Directors
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/s/ Changxing Xiao
Changxing Xiao
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Director
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/s/ Fangxiong Gong
Fangxiong Gong |
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Independent Director
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/s/ Yuping Ouyang
Yuping Ouyang |
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Independent Director
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/s/ Lei Liu
Lei Liu |
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Chief Executive Officer, Chief Risk Officer and Director (Principal
Executive Officer) |
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/s/ Li Zhang
Li Zhang |
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Chief Financial Officer (Principal Financial and Accounting Officer) |
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SIGNATURE OF AUTHORIZED U.S. REPRESENTATIVE
OF THE REGISTRANT
Pursuant to the Securities
Act, the undersigned, the duly authorized representative in the United States of the registrant has signed this registration statement
on the 4th day of January, 2023.
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Cogency Global Inc. |
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Authorized U.S. Representative
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By: |
/s/ Colleen A. De Vries |
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Name: |
Colleen A. De Vries |
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Title: |
Sr. Vice President on behalf of Cogency Global Inc. |
Index to Exhibits
Exhibit |
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Document |
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Sequentially
Numbered Page |
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(a)(i) |
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Form of Amendment No. 1 to Deposit Agreement |
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(a)(ii) |
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Deposit Agreement |
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