Statement of Changes in Beneficial Ownership (4)
April 03 2017 - 7:22PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Stone Laurence L
|
2. Issuer Name
and
Ticker or Trading Symbol
JetPay Corp
[
JTPY
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
__
X
__ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
|
(Last)
(First)
(Middle)
725 EAGLE FARM ROAD
|
3. Date of Earliest Transaction
(MM/DD/YYYY)
11/18/2016
|
(Street)
VILLANOVA, PA 19085
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock
|
11/18/2016
|
|
P
|
|
100
|
A
|
$2.57
|
339850
|
I
|
See Footnote
(1)
|
Common Stock
|
11/21/2016
|
|
S
|
|
100
|
D
|
$2.668
|
339750
|
I
|
See Footnote
(1)
|
Common Stock
|
11/22/2016
|
|
P
|
|
100
|
A
|
$2.7319
|
339850
|
I
|
See Footnote
(1)
|
Common Stock
|
11/29/2016
|
|
S
|
|
402
|
D
|
$2.70
|
339448
|
I
|
See Footnote
(1)
|
Common Stock
|
12/5/2016
|
|
P
|
|
100
|
A
|
$2.825
|
339548
|
I
|
See Footnote
(1)
|
Common Stock
|
12/9/2016
|
|
P
|
|
100
|
A
|
$2.6323
|
339648
|
I
|
See Footnote
(1)
|
Common Stock
|
12/12/2016
|
|
P
|
|
100
|
A
|
$2.675
|
339748
|
I
|
See Footnote
(1)
|
Common Stock
|
12/13/2016
|
|
P
|
|
200
|
A
|
$2.5288
(2)
|
339948
|
I
|
See Footnote
(1)
|
Common Stock
|
12/15/2016
|
|
P
|
|
100
|
A
|
$2.5326
|
340048
|
I
|
See Footnote
(1)
|
Common Stock
|
12/19/2016
|
|
P
|
|
525
|
A
|
$2.2631
(3)
|
340573
|
I
|
See Footnote
(1)
|
Common Stock
|
12/21/2016
|
|
P
|
|
100
|
A
|
$2.2438
|
340673
|
I
|
See Footnote
(1)
|
Common Stock
|
12/22/2016
|
|
P
|
|
200
|
A
|
$2.135
(4)
|
340873
|
I
|
See Footnote
(1)
|
Common Stock
|
12/28/2016
|
|
P
|
|
100
|
A
|
$2.3487
|
340973
|
I
|
See Footnote
(1)
|
Common Stock
|
12/30/2016
|
|
P
|
|
200
|
A
|
$2.3166
(5)
|
341173
|
I
|
See Footnote
(1)
|
Common Stock
|
1/4/2017
|
|
P
|
|
100
|
A
|
$2.1735
|
341273
|
I
|
See Footnote
(1)
|
Common Stock
|
1/5/2017
|
|
P
|
|
100
|
A
|
$2.2425
|
341373
|
I
|
See Footnote
(1)
|
Common Stock
|
1/9/2017
|
|
S
|
|
5090
|
D
|
$2.7048
(6)
|
336263
|
I
|
See Footnote
(1)
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Trans. Date
|
3A. Deemed Execution Date, if any
|
4. Trans. Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
6. Date Exercisable and Expiration Date
|
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
|
11. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Explanation of Responses:
|
(
1)
|
Consists of shares of common stock owned by The Stone Family Trust, an irrevocable trust for the benefit of Mr. Stone's children, of which his wife serves as a trustee.
|
(
2)
|
Reflects the weighted average price of purchases on December 13, 2016. The shares were acquired in multiple transactions at prices ranging from $2.4747 to $2.5829, inclusive. The reporting persons undertake to provide to JetPay Corp. or any security holder of JetPay Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within such range.
|
(
3)
|
Reflects the weighted average price of purchases on December 19, 2016. The shares were acquired in multiple transactions at prices ranging from $2.2247 to $2.3251, inclusive. The reporting persons undertake to provide to JetPay Corp. or any security holder of JetPay Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within such range.
|
(
4)
|
Reflects the weighted average price of purchases on December 22, 2016. The shares were acquired in multiple transactions at prices ranging from $2.1000 to $2.1700, inclusive. The reporting persons undertake to provide to JetPay Corp. or any security holder of JetPay Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within such range.
|
(
5)
|
Reflects the weighted average price of purchases on December 30, 2016. The shares were acquired in multiple transactions at prices ranging from $2.3000 to $2.3332, inclusive. The reporting persons undertake to provide to JetPay Corp. or any security holder of JetPay Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within such range.
|
(
6)
|
Reflects the weighted average price of sales on January 9, 2017. The shares were sold in multiple transactions at prices ranging from $2.65 to $2.76, inclusive. The reporting person undertakes to provide to JetPay Corp. or any security holder of JetPay Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
Stone Laurence L
725 EAGLE FARM ROAD
VILLANOVA, PA 19085
|
X
|
X
|
|
|
Signatures
|
/s/ Laurence L. Stone
|
|
4/3/2017
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
JetPay Corporation (NASDAQ:JTPY)
Historical Stock Chart
From Jun 2024 to Jul 2024
JetPay Corporation (NASDAQ:JTPY)
Historical Stock Chart
From Jul 2023 to Jul 2024