Report of Foreign Issuer (6-k)
April 01 2015 - 11:30AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16 OF THE
SECURITIES EXCHANGE ACT OF 1934
For the month of April, 2015
(Commission File No. 001-36221)
Kofax Limited
(Translation of registrants name into English)
Kofax Limited
15211
Laguna Canyon Road
Irvine, CA 92618-3146
(Address of registrants principal executive office)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F x
Form 40-F ¨
Indicate by check mark if the registrant is submitting the Form 6-K
in paper as permitted by Regulation S-T Rule 101 (b) (1): ¨
Indicate by check mark
if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101 (b) (7): ¨
Other Events
On March 31, 2015, Kofax Limited issued a regulatory announcement reporting notification by RGM Capital, LLC that RGMs holdings in the company
crossed below a 3% threshold.
Exhibits
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99.1 |
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Regulatory Announcement |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned, thereto duly authorized.
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KOFAX LIMITED |
(Registrant) |
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By: |
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/s/ James Arnold, Jr. |
Name: |
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James Arnold, Jr. |
Title: |
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Chief Financial Officer |
Date: April 1, 2015
EXHIBIT INDEX
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Exhibit |
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Description |
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99.1 |
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Regulatory Announcement |
Exhibit 99.1
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TR1: NOTIFICATIONS OF MAJOR INTERESTS IN SHARES
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1: Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:
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Kofax Limited |
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2: Reason for notification (yes/no)
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An acquisition or disposal of voting rights |
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yes |
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are
attached |
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no |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
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no |
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An event changing the breakdown of voting rights |
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no |
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Other (please specify): |
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no |
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3. Full name of person(s) subject to the notification obligation: |
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RGM Capital,
LLC 9010 Strada Stell Court Suite 105
Naples, FL 34109 |
4. Full name of
shareholder(s) (if different from 3.): |
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5. Date of the
transaction (and date on which the threshold is crossed or reached): |
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03/25/2015 |
6. Date on
which issuer notified: |
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3/27/2015 |
7. Threshold(s)
that is/are crossed or reached: |
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9%, 8%, 7%, 6%, 5%, 4%, 3% |
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8: Notified Details |
A: Voting rights attached to shares |
Class/type of share If possible use ISIN code |
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BMG5307C1055 |
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Situation previous to the triggering transaction |
Number of shares |
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Number of voting rights |
8,731,025 |
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8,731,025 |
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Resulting situation after the triggering transaction |
Number of shares |
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Number of voting rights |
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Percentage of voting
rights |
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Direct |
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Indirect |
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Direct |
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Indirect |
2,225,025 |
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2,225,025 |
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0 |
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2,225,025 |
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2.41% |
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B: Qualifying Financial Instruments |
Resulting situation after the triggering transaction |
Type of financial instrument |
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Expiration date |
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Exercise/
conversion
period/date |
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No. of voting
rights that may be
acquired (if the instrument
exercised/converted) |
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Percentage of
voting rights |
N/A |
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N/A |
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N/A |
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N/A |
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N/A |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments |
Resulting situation after the triggering transaction |
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Exercise |
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Expiration |
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Exercise/
Conversion |
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Number of voting rights instrument |
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% of voting rights |
Type of financial instrument |
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price |
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date |
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period |
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refers to |
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Nominal |
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Delta |
N/A |
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N/A |
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N/A |
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N/A |
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N/A |
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N/A |
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N/A |
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Total (A+B+C) |
Number of voting rights |
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Percentage of voting rights |
2,225,025 |
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2.41%
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9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if
applicable: |
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RGM Capital, LLC |
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2,225,025 |
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2.41% |
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Proxy Voting: |
10. Name of the proxy holder: |
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N/A |
11. Number of voting rights proxy holder will cease to hold: |
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N/A |
12. Date on which proxy holder will cease to hold voting rights: |
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N/A |
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13. Additional information: |
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14. Contact name: |
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Kofax Limited
Bradford Weller Company Secretary |
15. Contact telephone number: |
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(949) 783-1376 |
Source: Kofax
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