Statement of Changes in Beneficial Ownership (4)
January 22 2021 - 12:00PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Shipley Kenneth E |
2. Issuer Name and Ticker or Trading Symbol
Legacy Housing Corp
[
LEGH
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director __X__ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Chief Executive Officer |
(Last)
(First)
(Middle)
1600 AIRPORT FREEWAY, #100 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
1/20/2021 |
(Street)
BEDFORD, TX 76022
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock, par value $0.001 per share (''Common Stock'') | 1/20/2021 | | S | | 8487 (1) | D | $15.46 | 3110083 | D | |
Common Stock | 1/21/2021 | | S | | 2695 (1) | D | $15.42 | 3107388 | D | |
Common Stock | | | | | | | | 100000 | I | By Shipley Bros., Ltd (2) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Shares were sold pursuant to the 10b5-1 plan dated January 31, 2020. The price reported represents the weighted average price of shares sold. |
(2) | Shares of Common Stock owned directly by Shipley Bros., Ltd ("Shipley Bros."). Kenneth E. Shipley controls Shipley Bros and therefore may be deemed to beneficially own the shares of Common Stock owned directly by Shipley Bros. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Shipley Kenneth E 1600 AIRPORT FREEWAY, #100 BEDFORD, TX 76022 | X | X | Chief Executive Officer |
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Signatures
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/s/ Kenneth E. Shipley | | 1/22/2021 |
**Signature of Reporting Person | Date |
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