LPL Financial Welcomes Argosy Financial
December 03 2024 - 8:55AM
LPL Financial LLC, announced today that financial advisor James P.
Norris, MBA, APMA®, of Argosy Financial has joined LPL Financial’s
broker-dealer, RIA and custodial platforms. He reported serving
approximately $250 million in advisory, brokerage and retirement
plan assets* and joins LPL from Centaurus Financial.
Based in Glendale, Ariz., Norris has more than 20 years of
experience in financial services, specializing in investment
management, client portfolio construction and retirement planning.
He prides himself on developing personalized investment strategies
for each client’s distinct needs, rather than using a templated
approach.
With support from team members Michael O’Brien, Romy Quick and
Sarah Norris, Argosy Financial is committed to providing clients
with the highest level of service, operating with three values at
top of mind: honesty, integrity and trust. “Without honesty, we
cannot advise; without integrity we cannot put clients’ needs
first; and without trust, we cannot survive,” Norris said.
Norris was a longtime LPL advisor in the past who left to become
a successor for two retiring advisors. As his business continued to
grow, Norris felt it was the ideal time to return to his roots and
take advantage of LPL’s industry-leading capabilities.
“We are thrilled to be joining LPL Financial — in many ways, it
feels like coming home,” Norris said. “LPL’s robust technology and
resources will enable us to provide our clients with the best
possible service and strategies. We appreciate all the customizable
options and flexibility within the digital platform. We also expect
considerable time savings that we can invest back into taking care
of our clients.”
Scott Posner, LPL Executive Vice President, Business
Development, said, “We extend a warm welcome to James and his team.
It is great to have him back in the LPL community. As the industry
continues to evolve at an accelerated pace, we remain steadfast in
our commitment to deliver innovative capabilities and strategic
resources designed to help advisors run thriving practices and
bring added value to their clients. We look forward to supporting
Argosy Financial for years to come.”
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About LPL Financial
LPL Financial Holdings Inc. (Nasdaq: LPLA) is among the fastest
growing wealth management firms in the U.S. As a leader in the
financial advisor-mediated marketplace, LPL supports more than
28,000 financial advisors and the wealth management practices of
1,000 financial institutions, servicing and custodying
approximately $1.6 trillion in brokerage and advisory assets on
behalf of 8 million Americans. The firm provides a wide range of
advisor affiliation models, investment solutions, fintech tools and
practice management services, ensuring that advisors and
institutions have the flexibility to choose the business model,
services, and technology resources they need to run thriving
businesses. For further information about LPL, please visit
www.lpl.com.
Securities and advisory services offered through LPL
Financial (LPL), a registered investment advisor and broker-dealer
(member FINRA/SIPC). LPL Financial and its affiliated
companies provide financial services only from the United States.
Financial and LPL are separate entities.
Throughout this communication, the terms “financial advisors”
and “advisors” are used to refer to registered representatives
and/or investment advisor representatives affiliated with LPL
Financial.
We routinely disclose information that may be important to
shareholders in the "Investor Relations" or "Press Releases"
section of our website.
*Value approximated based on asset and holding details provided
to LPL from end of year, 2023.
Media
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