- Statement of Changes in Beneficial Ownership (4)
January 07 2010 - 11:52AM
Edgar (US Regulatory)
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FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
LANDY EUGENE W
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2. Issuer Name
and
Ticker or Trading Symbol
MONMOUTH REAL ESTATE INVESTMENT CORP
[
MNRTA
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
__
X
__ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
President
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(Last)
(First)
(Middle)
JUNIPER BUSINESS PLAZA, SUITE 3-C, 3499 RT. 9 NORTH
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3. Date of Earliest Transaction
(MM/DD/YYYY)
1/5/2010
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(Street)
FREEHOLD, NJ 07728
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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MNRTA Common Stock
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602384.213
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D
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MNRTA Common Stock
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132184.516
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I
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Spouse
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MNRTA Common Stock
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180926.884
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I
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Landy & Landy Employees' Pension Plan
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MNRTA Common Stock
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215906.462
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I
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Landy & Landy Employees' Profit Sharing Plan
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MNRTA Common Stock
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86200
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I
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Eugene W. and Gloria Landy Family Foundation
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MNRTA Common Stock
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13048
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I
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Landy Investments
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MNRTA Common Stock
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5000
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I
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Juniper Plaza Associates
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Qualified Stock Option to Purchase Common Stock
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$7.22
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1/5/2010
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A
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65000
(1)
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1/5/2011
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1/5/2018
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MNRTA Common Stock
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65000
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$7.22
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65000
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D
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Qualified Stock Option to Purchase Common Stock
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$7.25
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10/20/2009
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10/20/2016
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MNRTA Common Stock
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65000
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65000
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D
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Qualified Stock Option to Purchase Common Stock
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$8.22
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12/12/2008
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12/12/2015
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MNRTA Common Stock
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65000
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65000
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D
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Qualified Stock Option to Purchase Common Stock
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$8.7
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9/21/2006
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9/21/2013
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MNRTA Common Stock
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16375
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16375
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D
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Qualified Stock Option to Purchase Common Stock
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$8.05
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1/22/2008
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1/22/2015
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MNRTA Common Stock
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16375
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16375
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D
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Qualified Stock Option to Purchase Common Stock
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$8.15
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8/2/2007
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8/2/2014
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MNRTA Common Stock
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65000
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65000
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D
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Qualified Stock Option to Purchase Common Stock
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$7.13
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6/21/2003
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6/21/2010
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MNRTA Common Stock
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65000
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65000
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D
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Qualified Stock Option to Purchase Common Stock
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$6.9
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1/22/2004
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1/22/2011
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MNRTA Common Stock
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65000
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65000
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D
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Qualified Stock Option to Purchase Common Stock
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$7.89
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8/3/2005
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8/3/2012
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MNRTA Common Stock
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65000
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65000
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D
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Qualified Stock Option to Purchase Common Stock
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$8.28
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8/10/2006
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8/10/2013
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MNRTA Common Stock
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65000
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65000
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D
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Explanation of Responses:
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(
1)
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New stock option granted on January 5, 2010 for 65,000 shares of MNRTA Common Stock.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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LANDY EUGENE W
JUNIPER BUSINESS PLAZA, SUITE 3-C
3499 RT. 9 NORTH
FREEHOLD, NJ 07728
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X
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X
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President
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Signatures
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Eugene W. Landy
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1/7/2010
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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