Statement of Changes in Beneficial Ownership (4)
November 09 2020 - 5:29PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Altai Capital Management, L.P. |
2. Issuer Name and Ticker or Trading Symbol
MOBILEIRON, INC.
[
MOBL
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner
_____ Officer (give title below) __X__ Other (specify below)
(See Remarks) |
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(Last)
(First)
(Middle)
4675 MACARTHUR COURT, SUITE 1500 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
11/5/2020 |
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(Street)
NEWPORT BEACH, CA 92660
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
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X
_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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| Common Stock, par value $0.01 per share | 11/5/2020 | | S | | 180436 | D | $7.0303 | 6050075 | I | See footnotes (1)(2) |
| Common Stock, par value $0.01 per share | 11/5/2020 | | S | | 87518 | D | $7.0300 | 5962557 | I | See footnotes (1)(2) |
| Common Stock, par value $0.01 per share | 11/6/2020 | | S | | 105299 | D | $7.0206 | 5857258 | I | See footnotes (1)(2) |
| Common Stock, par value $0.01 per share | 11/9/2020 | | S | | 507183 | D | $7.0300 | 5350075 | I | See footnotes (1)(2) |
| Common Stock, par value $0.01 per share | 11/9/2020 | | S | | 313000 | D | $7.0300 | 5037075 | I | See footnotes (1)(2) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Explanation of Responses: |
| (1) | These shares are held for the account of certain funds and accounts (the"Altai Funds") managed by Altai Capital Management, L.P. ("Investment Manager"). Altai Capital Management, LLC ("IMGP") serves as the general partner of Investment Manager. Mr. Rishi Bajaj serves as Managing Principal and Chief Investment Officer of Investment Manager. The shares of the Issuer held by the Altai Funds may be deemed to be beneficially owned by each of Investment Manager, IMGP and Mr. Bajaj. Mr. Bajaj disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or any other purpose. |
| (2) | Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount. |
Remarks:
The Investment Manager and IMGP may be deemed to be directors by deputization for purposes of Section 16 under the Securities Exchange Act of 1934 by virtue of the fact that Mr. Bajaj currently serves on the board of directors of the Issuer |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Altai Capital Management, L.P.
4675 MACARTHUR COURT
SUITE 1500
NEWPORT BEACH, CA 92660 | X |
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| (See Remarks) |
Altai Capital Management, LLC
4675 MACARTHUR COURT
SUITE 1500
NEWPORT BEACH, CA 92660 | X |
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| (See Remarks) |
Bajaj Rishi
4675 MACARTHUR COURT
SUITE 1500
NEWPORT BEACH, CA 92660 | X |
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Signatures
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| Altai Capital Management, L.P., By: Rishi Bajaj, its Authorized Signatory | | 11/9/2020 |
| **Signature of Reporting Person | Date |
| Altai Capital Management, LLC, By: Rishi Bajaj, its Authorized Signatory | | 11/9/2020 |
| **Signature of Reporting Person | Date |
| /s/ Rishi Bajaj | | 11/9/2020 |
| **Signature of Reporting Person | Date |
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