Statement of Changes in Beneficial Ownership (4)
November 24 2020 - 5:03PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
|
1. Name and Address of Reporting Person
*
Baumgaertner Christof |
2. Issuer Name and Ticker or Trading Symbol
MOBILEIRON, INC.
[
MOBL
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
Chief Revenue Officer |
|
(Last)
(First)
(Middle)
C/O MOBILEIRON, INC., 490 EAST MIDDLEFIELD ROAD |
3. Date of Earliest Transaction
(MM/DD/YYYY)
11/20/2020 |
|
(Street)
MOUNTAIN VIEW, CA 94043
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
| Common Stock | 11/20/2020 | | F | | 23178 (1) | D | $7.03 | 430288 (2) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Explanation of Responses: |
| (1) | Represents shares surrendered by the Reporting Person to the Issuer. The Issuer withheld 23,178 shares of common stock underlying the Restricted Stock Unit for tax withholdings, using the closing stock price on November 20, 2020 of $7.03, pursuant to the terms of the Amended and Restated 2014 Equity Incentive Plan. |
| (2) | Includes 1,903 shares acquired under the Issuer's Employee Stock Purchase Plan on November 23, 2020. |
Reporting Owners
|
| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Baumgaertner Christof
C/O MOBILEIRON, INC.
490 EAST MIDDLEFIELD ROAD
MOUNTAIN VIEW, CA 94043 |
|
| Chief Revenue Officer |
|
Signatures
|
| /s/ David Manshardt, as attorney in fact | | 11/24/2020 |
| **Signature of Reporting Person | Date |
MobileIron (NASDAQ:MOBL)
Historical Stock Chart
From Oct 2024 to Nov 2024
MobileIron (NASDAQ:MOBL)
Historical Stock Chart
From Nov 2023 to Nov 2024
