FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response... 0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

ADVA NA Holdings, Inc.

2. Date of Event Requiring Statement (MM/DD/YYYY)
8/12/2017 

3. Issuer Name and Ticker or Trading Symbol

MRV COMMUNICATIONS INC [MRVC]

(Last)        (First)        (Middle)

5755 PEACHTREE INDUSTRIAL BLVD, 

4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                            ___ X ___ 10% Owner
_____ Officer (give title below)          _____ Other (specify below)

(Street)

NORCROSS, GA 30092       

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed (MM/DD/YYYY)

 

6. Individual or Joint/Group Filing (Check Applicable Line)

___ Form filed by One Reporting Person
_ X _ Form filed by More than One Reporting Person


Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4) 		2. Amount of Securities Beneficially Owned
(Instr. 4) 		3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) 		4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock, par value $0.0017 per share   (1) (2) 5296053   I   (1) (2) See Footnotes   (3)

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4) 		2. Date Exercisable and Expiration Date
(MM/DD/YYYY) 		3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) 		4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) 		6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares

Explanation of Responses:
(1)  This form is a joint filing by ADVA Optical Networking SE ("Ultimate Parent"), ADVA NA Holdings, Inc., a direct wholly-owned subsidiary of Ultimate Parent ("Parent") and Golden Acquisition Corporation, a direct wholly-owned subsidiary of Parent ("Merger Sub").
(2)  Shares of Common Stock, par value $0.0017 per share (the "Shares"), of MRV Communications, Inc. ("MRV") acquired pursuant to the tender offer effected pursuant to the Agreement and Plan of Merger, dated July 2, 2017 (the "Merger Agreement"), by and among Parent, Merger Sub and MRV (such tender offer, the "Offer").
(3)  The Shares were acquired by Merger Sub. Since Merger Sub is a direct wholly-owned subsidiary of Parent, which in turn is a direct wholly-owned subsidiary of Ultimate Parent, Ultimate Parent and Parent may be deemed to have acquired indirect beneficial ownership of the Shares pursuant to the Offer.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
ADVA NA Holdings, Inc.
5755 PEACHTREE INDUSTRIAL BLVD
NORCROSS, GA 30092
X

ADVA Optical Networking SE
CAMPUS MARTINSRIED
FRAUNHOFERSTRASSE 9A
MARTINSREID MUNICH, 2M 82152
X

Golden Acquisition Corp
5755 PEACHTREE INDUSTRIAL BLVD
NORCROSS, GA 30092
X


Signatures
/s/ Ulrich Dopfer, Chief Financial Officer, ADVA Optical Networking SE 8/16/2017
** Signature of Reporting Person Date

/s/ Ulrich Dopfer, Chief Financial Officer, ADVA NA Holdings, Inc. 8/16/2017
** Signature of Reporting Person Date

/s/ Clark Avery, Vice President and Secretary, Golden Acquisition Corporation 8/16/2017
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
MRV Communications, Inc. (NASDAQ:MRVC)
Historical Stock Chart
From Oct 2024 to Nov 2024 Click Here for more MRV Communications, Inc. Charts.
MRV Communications, Inc. (NASDAQ:MRVC)
Historical Stock Chart
From Nov 2023 to Nov 2024 Click Here for more MRV Communications, Inc. Charts.