Max Re Capital Announces Reopening of Audit and Risk Management Investigation and Restatement
October 29 2006 - 9:00PM
PR Newswire (US)
Appoints W. Marston Becker as Chairman and Acting Chief Executive
Officer Following Resignation of Robert J. Cooney HAMILTON,
Bermuda, Oct. 29 /PRNewswire-FirstCall/ -- Max Re Capital Ltd.
(NASDAQ:MXRE)(BSX:MXREBSX:BH) announced today that the Audit and
Risk Management Committee reopened its previously announced
internal investigation with respect to two of the three contracts
originally in question and has contacted the Securities and
Exchange Commission. The internal investigation, which had
concluded in May 2006, was initiated to consider whether three
finite risk retrocessional contracts were properly accounted for by
the Company, principally with respect to whether they contain
sufficient risk transfer to meet the requirements of Financial
Accounting Standard No. 113. As previously reported in May 2006,
the internal review supported the Company's original determination
that the three contracts in question contained sufficient risk
transfer to be accounted for as reinsurance. (Logo:
http://www.newscom.com/cgi-bin/prnh/20010918/MXRELOGO-b) Recently,
however, the Audit and Risk Management Committee received from the
counter-party to these two contracts additional information that
was unknown and unavailable at the conclusion of the initial
internal investigation. The Committee immediately reopened the
investigation to determine whether, in light of this additional
information, these two contracts, which were entered into in 2001,
still satisfied the risk transfer requirements of Financial
Accounting Standard No. 113. The additional information raised the
possibility of the existence of an oral agreement that would negate
risk transfer. The available evidence does not allow for a
definitive conclusion as to the existence of such an oral
agreement. However, because some of the evidence suggests such an
agreement, the Company believes that there is an insufficient basis
to conclude that there was risk transfer with respect to these two
contracts and, accordingly, the Company has determined that it is
appropriate to restate its financial statements for the years
ending December 31, 2001 through 2005 and for each of the periods
ended March 31, 2006 and June 30, 2006 to reflect no risk transfer
for these two contracts. The additional information did not relate
to the third contract reviewed in the initial internal
investigation, which is with a different counter-party, and the
accounting for that contract remains unchanged. The Company's
previously issued financial statements for these periods should no
longer be relied upon. Although the allocation among the periods is
currently being determined, the Company believes that the
cumulative adjustment from this restatement would be a reduction to
retained earnings at June 30, 2006 of not more than approximately
$10 million, or approximately 0.8% of shareholders' equity or $0.17
per share. The Company will file a restated Form 10-K/A for the
year ended December 31, 2005 and restated Forms 10-Q for each of
the periods ended March 31, 2006 and June 30, 2006 as soon as
possible. KPMG, the Company's auditors, have not yet completed
their Statement of Auditing Standards 100 review of financial
information for the three and nine month periods ended September
30, 2006. The Company believes, subject to KPMG's SAS 100 review,
its net income for the three and nine months ended September 30,
2006 is approximately $25 million, or $0.40 per diluted share and
approximately $120 million, or $1.89 per diluted share,
respectively. The Company's third quarter earnings call originally
scheduled for Monday, October 30, 2006 has been postponed. The
Company also announced the resignation of Robert J. Cooney,
Chairman and Chief Executive Officer. Mr. Cooney will be available
on a consulting basis to the Company until December 31, 2006. The
Company also announced today that the Board of Directors has
appointed W. Marston Becker as Chairman and acting Chief Executive
Officer effective immediately. Mr. Cooney also resigned from the
Board of Directors of the Company and each of its subsidiaries.
"After founding and leading Max Re for seven years, I have
submitted my resignation because I believe it is in the best
interests of the Company to do so. I am confident that Max Re will
continue to succeed and grow under the new management team put in
place," commented Robert J. Cooney. Additionally, the Company
announced that Peter A. Minton, Executive Vice President and Chief
Risk Officer, has assumed the additional role of Chief Operating
Officer and Angelo Guagliano, Executive Vice President of the
Company's operating subsidiary, Max Re Ltd., and President of Max
Re Ltd.'s Insurance Division, has assumed the role of Chief
Underwriting Officer. "Max Re appreciates the significant
contributions by Bob Cooney in leading our organization," commented
W. Marston Becker, Chairman. "He leaves a legacy of superior
underwriters and insurance professionals committed to excellence,
as represented by Angelo Guagliano and Peter Minton," added Mr.
Becker. W. Marston Becker has served as a director of Max Re
Capital Ltd. and Max Re Ltd. since April 2004. Mr. Becker currently
is an advisor/consultant in the insurance industry and also
Chairman and General Partner of West Virginia Media Holdings, which
he co-founded in 2001. Since 2002, Mr. Becker has also been
Chairman and Chief Executive Officer of the run-off for LaSalle Re
Holdings Limited, a Bermuda insurance company. Mr. Becker was
Chairman of the Board and Chief Executive Officer of Trenwick
Group, Ltd., a Bermuda insurance company, from August 2002 until
January 2005. Mr. Becker previously was Vice Chairman and a
director of Royal & SunAlliance USA, from 11/1999 to 12/2000,
following their acquisition at Orion Capital Corporation, where
from 1997 to 1999 Mr. Becker served as its Chairman of the Board
and Chief Executive Officer and from 1994 to 1996 as President and
Chief Executive Officer of its subsidiary. Mr. Becker is Chairman
and a director of ICAT Holdings, LLC, an MGA specializing in
property catastrophe insurance, serves as a director of Selective
Insurance Group, Inc. and of Beazley Group plc (BEZ.L). Mr. Becker
is licensed as a certified public accountant and an admitted
attorney in West Virginia. Peter A. Minton has served as a director
of Max Re Capital Ltd. and Max Re Ltd. since July 2004, and as
Executive Vice President and Chief Risk Officer since February
2001. Mr. Minton joined Max Re Capital Ltd. and Max Re Ltd. in
April 2000 as Senior Vice President and Chief Risk Officer. Mr.
Minton has served as a director of Max Re Diversified Ltd. since
October 2001 and Max Europe Holdings Limited, Max Re Europe Limited
and Max Insurance Europe Limited since 2006. From 1999 to 2000, Mr.
Minton was Managing Director and Head of Fixed Income Research for
Scudder Kemper Investments. From 1996 to 1999, Mr. Minton was a
Senior Vice President of Investments at General Reinsurance
Company. From 1991 to 1996, Mr. Minton held the position of
Principal and Head of Fixed Income Strategy at Morgan Stanley &
Co. Incorporated. From 1984 to 1991, Mr. Minton was Vice President
and Portfolio Manager at CMB Investment Counselors. Prior to
joining CMB Investment Counselors, Mr. Minton was a tax planner in
the Tax Department of Ernst & Whinney between 1981 and 1984.
Angelo M. Guagliano joined Max Re Ltd. in January 2003 as an
Executive Vice President, and has also been President and Chief
Underwriting Officer of the Insurance Division of Max Re Ltd. since
March 2005. Mr. Guagliano held various management positions at XL
Insurance (Bermuda) Ltd., including Executive Vice President,
Country Manager and Chief Excess Liability Underwriter, from
January 1995 to December 2002. From 1988 to 1995, Mr. Guagliano
worked for Reliance National in New York in their E&S Primary
Unit. From 1981 to 1988, Mr. Guagliano worked as a Casualty
Facultative Underwriter for Prudential Reinsurance Corporation and
as an Excess Liability Underwriter for the Royal Insurance Company.
Mr. Guagliano began his underwriting career with Harford Insurance
Company in 1979. The Company also announced that George L. Estes
III has resigned from the Company's Board of Directors to pursue
other interests. Max Re Capital Ltd. through its principal
operating subsidiaries, Max Re Ltd., Max Insurance Europe Limited
and Max Re Europe Limited, offers insurance and reinsurance
solutions to property and casualty insurers, life and health
insurers and large corporations. The above remarks about future
expectations, plans, prospects and beliefs from the Company are
forward-looking statements for purposes of the safe harbor
provisions of the Private Securities Litigation Reform Act of 1995.
Such statements are subject to certain risks and uncertainties that
could cause actual results to differ materially from those
suggested by such statements, including the risk that the final
conclusion of the Audit and Risk Management Committee's reopened
investigation could result in a further restatement of the
Company's financial statements for the years ending December 31,
2001 through 2005, the risk that the Securities and Exchange
Commission may take a different view than that taken by the Audit
and Risk Management Committee or the risk that the SAS 100 review
and audit or any SEC inquiry or review will result in material
changes to retained earnings as of December 31, 2005 or June 30,
2006 or net income for the nine months ended September 30, 2006 or
to information contained in the Company's past SEC filings,
including financial statements and financial information. For
further information regarding cautionary statements and factors
affecting future results, please refer to the Company's Annual
Report on Form 10-K for the year ended December 31, 2005 and other
documents filed with the Securities and Exchange Commission.
Contact Information: Keith S. Hynes Executive Vice President &
Chief Financial Officer 441-296-8800 N. James Tees Senior Vice
President & Treasurer 441-296-8800
http://www.newscom.com/cgi-bin/prnh/20010918/MXRELOGO-b
http://photoarchive.ap.org/ DATASOURCE: Max Re Capital Ltd.
CONTACT: Keith S. Hynes, Executive Vice President & Chief
Financial Officer, +1-441-296-8800, , or N. James Tees, Senior Vice
President & Treasurer, +1-441-296-8800, , both of Max Re
Capital Ltd. web site: http://www.maxre.bm/
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