Amended Statement of Changes in Beneficial Ownership (4/a)
November 12 2019 - 4:34PM
Edgar (US Regulatory)
FORM 4
[X]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Lesaicherre Pierre-Yves |
2. Issuer Name and Ticker or Trading Symbol
Onto Innovation Inc.
[
ONTO
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner _____ Officer (give title below) __X__ Other (specify below) Former President and CEO |
(Last)
(First)
(Middle)
C/O ONTO INNOVATION INC., 16 JONSPIN ROAD |
3. Date of Earliest Transaction
(MM/DD/YYYY)
10/25/2019 |
(Street)
WILMINGTON, MA 01887
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
10/29/2019 |
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock | 10/25/2019 | | M | | 101297 (1) | A | $0.00 | 211553 (1) | D | |
Common Stock | 10/25/2019 | | F | | 102989 (1) | D | $35.33 | 108564 (1) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Performance Stock Units | (2) | 10/25/2019 | | M | | | 62500 | (2) | 11/27/2020 | Comon Stock | 62500 | $0.00 | 0 | D | |
Explanation of Responses: |
(1) | This amendment to Form 4 is being filed to correct the number of shares issued upon the vesting of a performance stock unit and the number of shares withheld to cover taxes, which also resulted in a greater number of shares held after such transactions. |
(2) | This performance stock unit represented a contingent right to receive shares of NANO common stock. The performance stock unit vested with respect to 59,480 shares, resulting in 59,480 shares released at target, and the remainder was cancelled. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Lesaicherre Pierre-Yves C/O ONTO INNOVATION INC. 16 JONSPIN ROAD WILMINGTON, MA 01887 |
|
|
| Former President and CEO |
Signatures
|
/s/ Pierre-Yves Lesaicherre | | 11/11/2019 |
**Signature of Reporting Person | Date |
Nanometrics (NASDAQ:NANO)
Historical Stock Chart
From Jun 2024 to Jul 2024
Nanometrics (NASDAQ:NANO)
Historical Stock Chart
From Jul 2023 to Jul 2024