Current Report Filing (8-k)
March 14 2023 - 8:02AM
Edgar (US Regulatory)
false 0001690680 0001690680 2023-03-10 2023-03-10
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): March 10, 2023
Newmark Group, Inc.
(Exact name of Registrant as specified in its charter)
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Delaware |
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001-38329 |
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81-4467492 |
(State or other jurisdiction of incorporation) |
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(Commission File Number) |
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(I.R.S. Employer Identification No.) |
125 Park Avenue, New York, NY 10017
(Address of principal executive offices)
Registrant’s telephone number, including area code: (212) 372-2000
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
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Title of each class |
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Trading Symbol(s) |
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Name of each exchange on which registered |
Class A Common Stock, $0.01 par value |
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NMRK |
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Nasdaq Global Select Market |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
☐ Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
On March 10, 2023, Newmark Holdings, L.P. entered into an Amendment (the “Amendment”) to its Amended and Restated Agreement of Limited Partnership, dated as of December 13, 2017 (the “Agreement”). The Amendment revises certain post-termination payment provisions and restrictions in the Agreement. The Amendment was approved by Newmark Group, Inc.’s Board of Directors and Audit and Compensation Committees. The foregoing description of the Amendment does not purport to be complete and is qualified in its entirety by reference to the full text of the Amendment which is attached hereto as Exhibit 10.1 and incorporated herein by reference.
Item 9.01. |
Financial Statements and Exhibits |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report on Form 8-K to be signed on its behalf by the undersigned hereunto duly authorized.
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Newmark Group, Inc. |
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Date: March 14, 2023 |
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By: |
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/s/ Howard W. Lutnick |
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Name: |
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Howard W. Lutnick |
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Title: |
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Chairman |
[Signature Page to Form 8-K, dated March 14, 2023, regarding the amendment to the Newmark Holdings, L.P. Partnership Agreement]
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