Statement of Changes in Beneficial Ownership (4)
October 30 2017 - 6:35PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
K/I/E/Trust Under Agreement 3/9/09
|
2. Issuer Name
and
Ticker or Trading Symbol
NATIONAL RESEARCH CORP
[
NRCIA/B
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
__
X
__ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
|
(Last)
(First)
(Middle)
BESSEMER TRUST COMPANY OF DELAWARE, N.A., 1007 N. ORANGE ST., SUITE 1450
|
3. Date of Earliest Transaction
(MM/DD/YYYY)
10/26/2017
|
(Street)
WILMINGTON, DE 19801
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_
X
_ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Class A Common Stock
|
10/26/2017
|
|
S
|
|
3874
|
D
|
$38.0079
(1)
|
5649488
|
D
|
|
Class A Common Stock
|
10/27/2017
|
|
S
|
|
13821
|
D
|
$38.0001
(1)
|
5635667
|
D
|
|
Class A Common Stock
|
10/30/2017
|
|
S
|
|
500
|
D
|
$38.00
|
5635167
|
D
|
|
Class B Common Stock
|
|
|
|
|
|
|
|
125355
|
D
|
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Trans. Date
|
3A. Deemed Execution Date, if any
|
4. Trans. Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
6. Date Exercisable and Expiration Date
|
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
|
11. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Explanation of Responses:
|
(1)
|
The price in Column 4 is a weighted average price. The prices actually received ranged from $38.00 to $38.05. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
|
Remarks:
This Form 4 is being filed by the K/I/E/Trust Under Agreement 3/9/09, f/k/a Michael and Karen Hays Grandchildren's Trust Dated March 9, 2009, and by Kent E. Endacott, as Special Holdings Direction Adviser under the K/I/E/Trust Under Agreement 3/9/09.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
K/I/E/Trust Under Agreement 3/9/09
BESSEMER TRUST COMPANY OF DELAWARE, N.A.
1007 N. ORANGE ST., SUITE 1450
WILMINGTON, DE 19801
|
|
X
|
|
|
Endacott Kent E.
WOODS & AITKEN LLP
301 S. 13TH ST., SUITE 500
LINCOLN, NE 68508
|
|
X
|
|
|
Signatures
|
/s/ Russell E. Ryba, Attorney-in-Fact for Kent E. Endacott, as Special Holdings Direction Adviser
|
|
10/30/2017
|
**
Signature of Reporting Person
|
Date
|
/s/ Russell E. Ryba, Attorney-in-Fact for Kent E. Endacott, Special Holdings Direction Adviser under the K/I/E/Trust Under Agreement 3/9/09
|
|
10/30/2017
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
National Research Corp. (delisted) (NASDAQ:NRCIB)
Historical Stock Chart
From Oct 2024 to Nov 2024
National Research Corp. (delisted) (NASDAQ:NRCIB)
Historical Stock Chart
From Nov 2023 to Nov 2024