Report of Foreign Issuer (6-k)
November 13 2017 - 5:28PM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
For the month of November 2017
Commission File Number 001-36458
Neovasc Inc.
(Translation of registrants name into English)
Suite 5138 13562 Maycrest Way
Richmond, British Columbia, Canada V6V 2J7
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F:
Form 20-F
o
Form 40-F
x
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):
o
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):
o
INCORPORATION BY REFERENCE
The following documents are hereby filed with the Securities and Exchange Commission for the purpose of being and hereby are incorporated by reference as exhibits to the Registration Statement on Form F-10 (File No. 333-211325) of Neovasc Inc.:
1. Underwriting Agreement, dated November 9, 2017, between Neovasc Inc. and Canaccord Genuity Inc.
2. Form of Series A Warrant.
3. Form of Series B Warrant.
4. Form of Series C Warrant.
5. Form of Series D Warrant.
6. Form of Series F Warrant.
2
EXHIBIT INDEX
99.1
Underwriting Agreement, dated November 9, 2017, between Neovasc Inc. and Canaccord Genuity Inc.
99.2
Form of Series A Warrant.
99.3
Form of Series B Warrant.
99.4
Form of Series C Warrant.
99.5
Form of Series D Warrant.
99.6
Form of Series F Warrant.
99.7
Securities Purchase Agreement, dated November 9, 2017, among Neovasc Inc. and the investors listed therein.
99.8
Form of Senior Secured Convertible Note.
99.9
Form of Series E Warrant.
3
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
|
|
|
NEOVASC INC.
|
|
|
|
(Registrant)
|
|
|
|
|
|
Date:
|
November 13, 2017
|
|
By:
|
/S/ CHRIS CLARK
|
|
|
|
|
Name: Chris Clark
|
|
|
|
|
Title: Chief Financial Officer
|
4
Neovasc (NASDAQ:NVCN)
Historical Stock Chart
From Aug 2024 to Sep 2024
Neovasc (NASDAQ:NVCN)
Historical Stock Chart
From Sep 2023 to Sep 2024