Notification That Quarterly Report Will Be Submitted Late (nt 10-q)
May 11 2020 - 4:20PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
12b-25
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NOTIFICATION OF LATE FILING
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SEC FILE NUMBER
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001
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38417
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(Check One):
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☐ Form
10-K ☐ Form 20-F ☐ Form
11-K ☒ Form
10-Q ☐ Form N-SAR
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CUSIP NUMBER
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☐ Form N-CSR
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For
Period Ended: March 31, 2020
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☐
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Transition
Report on Form 10-K
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☐
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Transition
Report on Form 20-F
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☐
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Transition
Report on Form 11-K
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☐
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Transition
Report on Form 10-Q
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☐
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Transition
Report on Form N-SAR
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For
the Transition Period Ended:
Read
Instruction (on back page) Before Preparing Form. Please Print or Type.
Nothing
in this form shall be construed to imply that the Commission has verified any information contained herein.
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If
the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates:
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PART
I
REGISTRANT
INFORMATION
Full
Name of Registrant:
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Opes
Acquisition Corp.
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Former
Name if Applicable:
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Address
of Principal Executive Office (Street and Number)
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4218 NE 2nd Avenue
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City,
State and Zip Code:
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2nd Fl. Miami, Florida 33137
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PART
II
RULES 12b-25(b) AND (c)
If
the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule
12b-25(b), the following should be completed. (Check box if appropriate)
☒
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(a)
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The
reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense;
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(b)
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The
subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, 11-K, Form N-SAR or From N-CSR, or portion
thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report
of transition report on Form 10-Q, or portion thereof will be filed on or before the fifth calendar day following the prescribed
due date; and
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(c)
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The
accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.
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PART
III
NARRATIVE
State
below in reasonable detail the reasons why Forms 10-K, 20-F, 11-K, 10-Q, N-SAR, N-CSR, or the transition report or portion thereof,
could not be filed within the prescribed time period.
The
Quarterly Report on Form 10-Q of Opes Acquisition Corp. (the “Company”) could not be filed within the prescribed time
period because the Company does not have a full-time administrative and accounting staff and, as a result, was unable to accurately
and completely compile the information required to be included in the Form in a timely fashion.
PART
IV
OTHER INFORMATION
(1)
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Name
and telephone number of person to contact in regard to this notification
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José Luis Cordova
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305
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573-3900
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(Name)
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(Area
Code)
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(Telephone
Number)
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(2)
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Have
all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the
Investment Company Act of 1940 during the preceding 12 months (or for such shorter) period that the registrant was required
to file such reports) been filed? If answer is no, identify report(s).
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☒ Yes ☐ No
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(3)
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Is
it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year
will be reflected by the earnings statements to be included in the subject report or portion thereof?
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☐ Yes ☒ No
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If
so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons
why a reasonable estimate of the results cannot be made.
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Opes
Acquisition Corp.
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(Name
of Registrant as Specified in Charter)
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Has
caused this notification to be signed on its behalf by the undersigned hereunto duly authorized.
Date : May
11, 2020
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By:
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/s/
José Luis Cordova
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Name:
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José
Luis Cordova
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Title:
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Chief
Financial Officer
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INSTRUCTION:
The form may be signed by an executive officer of the registrant or by any other duly authorized representative. The name and
title of the person signing the form shall be typed or printed beneath the signature. If the statement is signed on behalf of
the registrant by an authorized representative (other than an executive officer), evidence of the representative’s authority
to sign on behalf of the registrant shall be filed with the form.
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ATTENTION
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Intentional
misstatements or omissions of fact constitute Federal Criminal Violations (See 18 U.S.C. 1001).
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GENERAL
INSTRUCTIONS
1.
This form is required by Rule 12b-25 (17 CFR 240.12b-25) of the General Rules and Regulations under the Securities Exchange Act
of 1934.
2.
One signed original and four conformed copies of this form and amendments thereto must be completed and filed with the Securities
and Exchange Commission, Washington, D.C. 20549, in accordance with Rule 0-3 of the General Rules and Regulations under the Act.
The information contained in or filed with the form will be made a matter of public record in the Commission files.
3.
A manually signed copy of the form and amendments thereto shall be filed with each national securities exchange on which any class
of securities of the registrant is registered.
4.
Amendments to the notifications must also be filed on Form 12b-25 but need not restate information that has been correctly furnished.
The form shall be clearly identified as an amended notification.
5.
Interactive data submissions. This form shall not be used by electronic filers with respect to the submission or posting of an
Interactive Data File (§232.11 of this chapter). Electronic filers unable to submit or post an Interactive Data File within
the time period prescribed should comply with either Rule 201 or 202 of Regulation S-T (§232.201 and §232.202 of this
chapter).
3
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