Notification That Quarterly Report Will Be Submitted Late (nt 10-q)
August 10 2020 - 4:18PM
Edgar (US Regulatory)
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 12b-25
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NOTIFICATION OF LATE FILING
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SEC FILE NUMBER
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001 38417
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CUSIP NUMBER
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(Check
One): ¨ Form
10-K ¨ Form 20-F ¨ Form
11-K x Form 10-Q ¨ Form
N-SAR
¨ Form
N-CSR
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For Period Ended: June 30, 2020
☐ Transition Report on Form 10-K
☐ Transition Report on Form 20-F
☐ Transition Report on Form 11-K
☐ Transition Report on Form 10-Q
☐ Transition Report on Form N-SAR
For the Transition Period Ended: ___________________________________
Read attached instruction sheet before
preparing form. Please Print or Type.
Nothing in this form shall be construed
to imply that the Commission has verified any information contained herein.
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If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates:
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PART I
REGISTRANT INFORMATION
Full Name of Registrant
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Opes Acquisition Corp.
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Former Name if Applicable
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Address of Principal Executive Office (Street and Number)
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4218 NE 2nd Avenue
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City, State and Zip Code
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Miami, Florida 33137
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PART II
RULES 12b-25(b) AND (c)
If the subject report could not be filed without unreasonable effort
or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate)
☒
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(a)
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The
reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense;
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(b)
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The
subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, 11-K, Form N-SAR or From N-CSR, or portion
thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report
of transition report on Form 10-Q, or portion thereof will be filed on or before the fifth calendar day following the prescribed
due date; and
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(c)
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The
accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.
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PART III
NARRATIVE
State below in reasonable detail the
reasons why Forms 10-K, 20-F, 11-K, 10-Q, N-SAR, N-CSR, or the transition report or portion thereof, could not be filed within
the prescribed time period.
The Quarterly Report on Form 10-Q of Opes Acquisition Corp. (the “Company”)
could not be filed within the prescribed time period because the Company does not have a full-time administrative and accounting
staff and, as a result, was unable to accurately and completely compile the information required to be included in the Form in
a timely fashion..
PART IV
OTHER INFORMATION
(1)
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Name
and telephone number of person to contact in regard to this notification
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José
Luis Cordova
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305
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573-3900
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(Name)
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(Area
Code)
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(Telephone
Number)
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(2)
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Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months (or for such shorter) period that the registrant was required to file such reports) been filed? If answer is no, identify report(s).
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☒ Yes ☐ No
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(3)
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Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof?
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☐ Yes ☒ No
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If
so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the
reasons why a reasonable estimate of the results cannot be made.
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Opes Acquisition Corp.
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(Name of Registrant as Specified in Charter)
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Has caused this notification to be signed on its behalf by
the undersigned hereunto duly authorized.
Date:
August 10, 2020
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By:
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/s/
José Luis Cordova
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Name:
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José
Luis Cordova
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Title:
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Chief
Financial Officer
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INSTRUCTION: The form may be signed by an executive
officer of the registrant or by any other duly authorized representative. The name and title of the person signing the form shall
be typed or printed beneath the signature. If the statement is signed on behalf of the registrant by an authorized representative
(other than an executive officer), evidence of the representative’s authority to sign on behalf of the registrant shall be
filed with the form.
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ATTENTION
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Intentional misstatements or omissions of fact constitute Federal Criminal Violations (See 18 U.S.C. 1001).
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GENERAL INSTRUCTIONS
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1.
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This form is required by Rule 12b-25 (17 CFR 240.12b-25) of the General Rules and Regulations under
the Securities Exchange Act of 1934.
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2.
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One signed original and four conformed copies of this form and amendments thereto must be completed
and filed with the Securities and Exchange Commission, Washington, D.C. 20549, in accordance with Rule 0-3 of the General Rules
and Regulations under the Act. The information contained in or filed with the form will be made a matter of public record in the
Commission files.
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3.
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A manually signed copy of the form and amendments thereto shall be filed with each national securities
exchange on which any class of securities of the registrant is registered.
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4.
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Amendments to the notifications must also be filed on form 12b-25 but need not restate information
that has been correctly furnished. The form shall be clearly identified as an amended notification.
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