Statement of Changes in Beneficial Ownership (4)
August 30 2019 - 5:13PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
SZE VICTOR S |
2. Issuer Name and Ticker or Trading Symbol
OSI SYSTEMS INC
[
OSIS
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) General Counsel
|
(Last)
(First)
(Middle)
12525 CHADRON AVENUE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
8/28/2019
|
(Street)
HAWTHORNE, CA 90250
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock
|
8/28/2019
|
|
M
|
|
55000
|
A
|
$16.37
|
220226
|
D
|
|
Common Stock
|
8/28/2019
|
|
F
|
|
31537 (1)
|
D
|
$106.38
|
188689
|
D
|
|
Common Stock
|
8/29/2019
|
|
S
|
|
23463
|
D
|
$105.8025 (2)
|
165226
|
D
|
|
Common Stock
|
|
|
|
|
|
|
|
45136
|
I
|
Please see footnote (3)
|
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Trans. Date
|
3A. Deemed Execution Date, if any
|
4. Trans. Code (Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
6. Date Exercisable and Expiration Date
|
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)
|
8. Price of Derivative Security (Instr. 5)
|
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
|
11. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Option to Purchase Common Stock
|
$16.37
|
8/28/2019
|
|
M
|
|
|
55000
|
9/1/2012
|
8/31/2019
|
Common Stock
|
55000
|
$16.37
|
67000
|
D
|
|
Explanation of Responses:
|
(1)
|
Pursuant with a net settlement, shares of stock were tendered to pay for the exercise price of the options and tax withholding. No shares of stock were sold.
|
(2)
|
This transaction was executed in multiple trades at prices ranging from $104.86 to $107.7291. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
|
(3)
|
Victor So-Mien Sze & Angela Hsin-Chi Hsu Co-ttee Sze Trust U/T/A DTD 11/25/2014.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
SZE VICTOR S 12525 CHADRON AVENUE HAWTHORNE, CA 90250
|
|
|
General Counsel
|
|
Signatures
|
/s/ Victor Sze
|
|
8/30/2019
|
**Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person, see Instruction 4(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
OSI Systems (NASDAQ:OSIS)
Historical Stock Chart
From Sep 2024 to Oct 2024
OSI Systems (NASDAQ:OSIS)
Historical Stock Chart
From Oct 2023 to Oct 2024
See More Message Board Posts
It looks like you are not logged in. Click the button below to log in and keep track of your recent history.