Form N-23C-2 - Notice by closed-end investment companies of intent to purchase their own securities
October 04 2023 - 8:31AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
Notice
of Intention to Redeem Securities Pursuant to Rule 23c-2
Under
the Investment Company Act of 1940
Investment
Company Act file number: 814-00638
OXFORD
SQUARE CAPITAL CORP.
(Name
of Registrant)
8
Sound Shore Drive, Suite 255
Greenwich, CT 06830
(Address of Principal Executive Office)
The
undersigned hereby notifies the Securities and Exchange Commission that it intends to redeem securities of which it is the issuer, as
set forth below in accordance with the requirements of Rule 23c-2 under the Investment Company Act of 1940, as amended.
(1) |
Title
of the class of securities of Oxford Square Capital Corp. (the “Company”) to be redeemed: |
6.50%
Notes due 2024 (CUSIP: 69181V 206; NasdaqGS: OXSQL) (the “Notes”).
(2) |
Date
on which the securities are to be redeemed: |
The
Notes will be redeemed on November 3, 2023 (the “Redemption Date”).
(3) |
Applicable
provisions of the governing instrument pursuant to which the securities are to be redeemed: |
The
Notes are to be redeemed pursuant to (i) Article Eleven of the Company’s base indenture governing the Notes, dated as of April
12, 2017 (the “Base Indenture”), between the Company and U.S. Bank National Association, as trustee, as amended and (ii)
Section 1.01(h) of the First Supplemental Indenture, dated as of April 12, 2017, between the Company and U.S. Bank National Association,
as trustee (the “First Supplemental Indenture”).
(4) |
The
principal amount or number of shares and the basis upon which the securities to be redeemed are to be selected: |
The
Company will redeem $7,000,000 in aggregate principal amount of the issued and outstanding Notes pursuant to the terms of the
Base Indenture and the First Supplemental Indenture.
SIGNATURE
Pursuant
to the requirements of Rule 23c-2 under the Investment Company Act of 1940, as amended, the Company has duly caused this Notice of Intention
to Redeem Securities to be signed on its behalf by the undersigned on this 4th day of October, 2023.
|
OXFORD
SQUARE CAPITAL CORP. |
|
|
|
|
By: |
/s/
Jonathan H. Cohen |
|
|
Name: |
Jonathan
H. Cohen |
|
|
Title: |
Chief
Executive Officer |
Oxford Square Capital (NASDAQ:OXSQ)
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